Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
10 Utopia/Dancin On Broadway, LLC800 Arbor Dr. N, Louisville, KY 40223American BioCare, Inc.101 W. Big Beaver Rd., Suite 1400, Troy, MI 48084State or country in which incorporated — NevadaAngel Island Partners Public Equities Fund, L.P.388 Market St., Suite 1300, San Francisco, CA 94111Partnership — Angel Island Partners, LLCASF V Park Co-Investment L.P.50 Lothian Rd., Festival Sq., Edinburgh, Scotland EH3 9WJPartnership — AXA Private Equity Secondary Funds LimitedColchester Global Bond (USD Hedged) Fund, The885 Third Ave., 24th Fl., New York, NY 10022Cymtec Systems, Inc.2901 Tasman Dr., Suite 206, Santa Clara, CA 95054State or country in which incorporated — DelawareEaton Vance Distributors, Inc.Two International Place, Boston, MA 02110State or country in which incorporated — MassachusettsEncore Energy, Inc.2049 Century Park E, Suite 2690, Los Angeles, CA 90067State or country in which incorporated — CaliforniaFirst Trust Portfolios L.P.120 E. Liberty Dr., Suite 400, Wheaton, IL 60187Fulcrum Capital Futures, LLC601 Cape Eleuthra, Bethany Beach, DE 19930State or country in which incorporated — DelawareGiffen Solutions, Inc.55 Madison Ave., Morristown, NJ 07960Headway Investment Partners III, L.P.One Royal Plaza, Royal Ave., St. Peter Port, Guernsey, GY1 2HL, Channel IslandsPartnership — HIP III GP L.P.Hew-Tex/Hagen Ranch II Joint Venture11222 Richmond Ave., Suite 190, Houston, TX 77082State or country in which incorporated — TexasIntegrity Funds Distributor, LLCP.O. Box 500, Minot, ND 58702-0500State or country in which incorporated — DelawareMCW Energy Group Limited344 Mira Loma Ave., Glendale, CA 91204State or country in which incorporated — CanadaMichigan Exploration Partners, L.P.c/o SKH Management, L.P., 7700 San Felipe, Suite 500, Houston, TX 77063Partnership — Big Lake Management, LLCMPN Accredited Fund, L.P.527 Third Ave., Suite 200, New York, NY 10016Partnership — MPN Capital Management LLC MPN Capital Advisors LLCMunicipal Capital Appreciation Partners V, L.P.c/o MCAP Advisers LLC, 437 Madison Ave., Suite 33C, New York, NY 10022Partnership — Municipal Associates V, LLCMW Gavekal Asian Opportunities UCITS FundIFSC House, Third Fl., International Financial Services Center, Dublin 1, IrelandState or country in which incorporated — Republic of IrelandMW Gavekal China Fixed Income FundIFSC House, Third Fl., International Financial Services Center, Dublin 1, IrelandState or country in which incorporated — Republic of IrelandNipun Asia Total Return Fund, L.P.1810 Gateway Dr., Suite 120, San Mateo, CA 94404NYPA Fund I LLC17 State St., 26th Fl., New York, NY 10004NYPA Fund II LLC17 State St., 26th Fl., New York, NY 10004Okabena Diversified Equity Fund, LLC1800 IDS Center, 80 S. Eighth St., Minneapolis, MN 55402-4523State or country in which incorporated — DelawareOkabena Fixed Income Fund, LLC1800 IDS Center, 80 S. Eighth St., Minneapolis, MN 55402-4523State or country in which incorporated — DelawareOkabena International Equity Fund, LLC1800 IDS Center, 80 S. Eighth St., Minneapolis, MN 55402-4523State or country in which incorporated — DelawareOkabena Marketable Alternatives Fund, LLC1800 IDS Center, 80 S. Eighth St., Minneapolis, MN 55402-4523State or country in which incorporated — DelawareOkabena Partnership DE1800 IDS Center, 80 S. Eighth St., Minneapolis, MN 55402-4523State or country in which incorporated — MinnesotaOkabena Partnership J1800 IDS Center, 80 S. Eighth St., Minneapolis, MN 55402-4523State or country in which incorporated — MinnesotaOkabena Partnership JL1800 IDS Center, 80 S. Eighth St., Minneapolis, MN 55402-4523State or country in which incorporated — MinnesotaOkabena Special Opportunities Fund, LLC1800 IDS Center, 80 S. Eighth St., Minneapolis, MN 55402-4523State or country in which incorporated — DelawareOkabena U.S. Satellite Equity Fund, LLC1800 IDS Center, 80 S. Eighth St., Minneapolis, MN 55402-4523State or country in which incorporated — DelawareParallax Offshore Investors Fund Ltd.c/o GlobeOp Financial Services (Cayman) Limited, 45 Market St., Suite 3205, Second Fl., Gardenia Court, Camana Bay, Grand Cayman, KY1-1003, Cayman IslandsState or country in which incorporated — Cayman IslandsPeak Select Partners, L.P.Stocking Works, 405 S. State St., Newton, PA 18940State or country in which incorporated — DelawareQCC, LLC7315 W. Wilson Ave., Hardwood Heights, IL 60706State or country in which incorporated — DelawareQuality Control Holdings, LLC30 S. Wacker Dr., Suite 1600, Chicago, IL 60606State or country in which incorporated — DelawareRed River Securities, LLC5601 Democracy Dr., Suite 280, Plano, TX 75024Red Swan Ventures II, L.P.45 W. 25th St., New York, NY 10010Partnership — Red Swan Ventures, LLCRock Castle Drilling Fund, LP5970 SW. 18th St., #159, Boca Raton, FL 33433Partnership — Pacific - Northwestern Energy, LLCSpectrum Group International, Inc.1063 McGaw, Irvine, CA 92614State or country in which incorporated — DelawareSymphony CLO Opportunities Fund, L.P.555 California St., Suite 2975, San Francisco, CA 94104VisiQuate Inc.500 Bicentennial Way, Suite 300, Santa Rosa, CA 95403State or country in which incorporated — CaliforniaVonwin Capital Management L.P.c/o VonWin Capital, LLC, 261 Fifth Ave., 22nd Fl., New York, NY 10016Partnership — VonWin Capital, LLCW-Technology Investors, LLCc/o Hamilton Robinson LLC, 281 Tresser Blvd., Suite 1000, Stamford, CT 06901State or country in which incorporated — DelawareWest Kirkland Mining Inc.328, 550 Burrard St., Vancouver, British Columbia V6C 2B5State or country in which incorporated — British Columbia
