Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
09 Empire Maker/Angel Arch, LLC800 Arbor Dr. N, Louisville, KY 4022309 Exclusive Quality/On the Podium, LLC800 Arbor Dr. N, Louisville, KY 40223Atel 15, LLC600 California St., Sixth Fl., San Francisco, CA 94108State or country in which incorporated — California limited liability companyAtrinsic, Inc.469 Seventh Ave., 10th Fl., New York, NY 10018State or country in which incorporated — DelawareAuto Parkit, LLC6023 Hazeltine Ave., Los Angeles, CA 91401State or country in which incorporated — DelawareBalance Point Capital Partners, L.P.Eight Church Lane, Suite 200, Westport, CT 06880Partnership — Balance Point Capital Managers, LLC, general partnerBeLHealth Investment Fund, L.P.c/o BeLHealth Investment Partners, LLC, 26 Harbor Park Dr., Port Washington, NY 11050Partnership — BeLHealth Investment Management, LLCBell Fund IV, LLC300 N. Greene St., Suite 1000, Greensboro, NC 27401State or country in which incorporated — North Carolina limited liability companyBigml, Inc.2851 Ninth, Suite D, Conifer Plaza Bldg., Corvallis, OR 97330State or country in which incorporated — DelawareBioSig Technologies, Inc.10161 Park Run Dr., Suite 150, Las Vegas, NV 89145State or country in which incorporated — DelawareBlackbeard Trading, LLC6023 Hazeltine Ave., Los Angeles, CA 91401State or country in which incorporated — DelawareBlue Ridge Group, Inc.632 Adams St., Suite 700, Bowling Green, KY 42101State or country in which incorporated — NevadaBrown Advisory Investors 2011 - CEOF, LLLP901 S. Bond St., Suite 400, Baltimore, MD 21231Partnership — BAT Commingled Fund Manager, Inc.CAM LO Offshore, Ltd.c/o Citco Fund Services (Cayman Islands) Limited, 89 Nexus Way, Second Fl., Camana Bay, P.O. Box 31106, Grand Cayman KY1-1205, Cayman IslandsState or country in which incorporated — Cayman IslandsCapinova Emerging India Fund LPc/o Capinova GP, LLC, 38 Frederick St., Belmont, MA 02478Partnership — Capinova GP, LLCCVP Distressed Fund, LPCandlewood Credit Value General, LLC, 777 Third Ave., Suite 19A, New York, NY 10017Partnership — Candlewood Credit Value General, LLCDestra Investments, LLC901 Warrenville Rd., Lisle, IL 60532State or country in which incorporated — DelawareEnvironmental Solutions Worldwide, Inc.335 Connie Crescent, Concord, Ontario, Canada L4K 5R2State or country in which incorporated — FloridaEnvivio, Inc.400 Oyster Point Blvd., Suite 325, South San Francisco, CA 94080State or country in which incorporated — DelawareEquinox Exploration Corp.Suite 608, 1199 W. Pender St., Vancouver, British Columbia V6E 2R1 CanadaState or country in which incorporated — CanadaEris Capital, LLC295 Madison Ave., Suite 700, New York, NY 10017State or country in which incorporated — New YorkExcel Corporation1384 Broadway, 17th Fl., New York, NY 10018State or country in which incorporated — DelawareFive Rivers Property Fund, LLC970 W. Broadway, #446, Jackson, WY 83001State or country in which incorporated — WyomingFive Star Legal Advances Fund II, L.P.c/o 5 Star Legal Funding, LLC, 245 Rockaway Ave., Valley Stream, NY 11580Partnership — 5 Star Legal Funding, LLCForeside Fund Services, LLCTwo Portland Sq., Portland, ME 04101State or country in which incorporated — MaineFresh Harvest Products, Inc.280 Madison Ave., Suite 1005, New York, NY 10016State or country in which incorporated — New JerseyFrontier Income & Growth LLC3030 LBJ Fwy., Suite 1310, Dallas, TX 75234FS Energy and Power FundCira Centre, 2929 Arch St., Suite 675, Philadelphia, PA 19104Galiam Fund, LPc/o Galiam Capital, LLC, One Letterman Dr., Bldg. C, Main Fl., Suite 400, San Francisco, CA 94129Partnership — Galiam Capital, LLCHarlan Special Opportunities Fund L.P.c/o Harlan Capital (GP) LLC, 150 E. 58th St., 38th Fl., New York, NY 10155Partnership — Harlan Capital (GP) LLCiHigh.com, Inc.325 W. Main St., Third Fl., Lexington, KY 40507State or country in which incorporated — DelawareInsightful Solutions, LLCc/o Marino & Associates, P.C., 30 Glenn St., Suite 307, White Plains, NY 10603State or country in which incorporated — Delaware limited liability companyInvestis U.S., Inc.200 N. Seventh St., Lebanon, PA 17046State or country in which incorporated — DelawareInvestment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareIzea Holdings, Inc.150 N. Orange Ave., Orlando, FL 32801State or country in which incorporated — NevadaJPMorgan Distribution Services, Inc.1111 Polaris Pkwy., Columbus, OH 43240Lerer Ventures II, LP416 W. 13th St., New York, NY 10014Partnership — Lerer Ventures II GP, LLCMetropolitan EIH9, LLC590 Madison Ave., 34th Fl., New York, NY 10022Passport Potash Inc.Suite 608, 1199 W. Pender St., Vancouver, British Columbia V6E 2R1 CanadaState or country in which incorporated — CanadaPFS Funds1939 Friendship Dr., Suite C, El Cajon, CA 92020State or country in which incorporated — MassachusettsPhoenix Myrrh Technology Pty Ltd.d/b/a Linius Technology, Level 1, Seven Meaden St., Southbank, Melbourne, 3006, AustraliaState or country in which incorporated — AustraliaPrincipal Funds, Inc. - Small-MidCap Dividend Income FundThe Principal Financial Group, Des Moines, IO 50392State or country in which incorporated — MarylandPushkart, Inc.26 Dobbin St., Third Fl, Brooklyn, NY 11222State or country in which incorporated — DelawareQ Life Fund LP5901 Broken Sound Pkwy., NW, Boca Raton, FL 33487Partnership — Q Retail Life Fund GP LLCRiceWrap MFG LLC102 Wortham Court, Henderson, NC 27537State or country in which incorporated — North CarolinaRosemoor Capital LP405 Park Ave., 11th Fl., New York, NY 10022Partnership — Rosemoor Capital GP LLCSaybrook Corporate Opportunity Fund II Feeder, L.P.401 Wilshire Blvd., Suite 850, Santa Monica, CA 90401Partnership — Saybrook Capital II, LLCSentry Energy Production, LLC - Rattlesnake West #2 Joint Venture4570 Westgrove Rd., Suite 220, Addison, TX 75001State or country in which incorporated — TexasSeventh Generation, Inc.60 Lake St., Burlington, VT 05401State or country in which incorporated — VermontSimplepons, Inc.1500 Gateway Blvd., Suite 220, Boynton Beach, FL 33426State or country in which incorporated — DelawareSkyWolf Wind Turbine Corp.P.O. Box 460, Livonia, NY 14487State or country in which incorporated — New YorkSrtatex Oil & Gas, Inc.Brinen & Associates, LLC, Seven Dey St., Suite 1503, New York, NY 10007State or country in which incorporated — DelawareSteelPath MLP Funds Trust, The2100 McKinney Ave., Dallas, TX 75201State or country in which incorporated — DelawareTaglich Brothers, Inc.275 Madison Ave., Suite 1618, New York, NY 10016State or country in which incorporated — DelawareTexas Securities, Inc.4024 Nazarene Dr., Suite B, Carrollton, TX 75010State or country in which incorporated — TexasToccota Capital FundNine Temasek Blvd., #24-01, Suntec Tower Two, Singapore 038989State or country in which incorporated — Cayman IslandsTsai Capital Fund LLCc/o Tsai Capital LLC, 590 Madison Ave., 21st Fl., New York, NY 10022Urban Interns, LLC24 Mayhew Ave., Larchmont, NY 10538State or country in which incorporated — New YorkViaWest Opportunity Fund I, LPc/o VWP Asset Management, LLC, 5110 N. 40th St., Suite 110, Phoenix, AZ 85018Partnership — VWP Asset Management, LLCVirtual Labs, Inc.594 Broadway, #1212, New York, NY 10012State or country in which incorporated — DelawareWCP 1207 H Street LLC1519 Connecticut Ave. NW, Suite 200, Washington, DC 20036Partnership — WCP Management 1207 H Street, LLC
