Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
08 Bold Executive/Orcadia, LLC800 Arbor Dr. N, Louisville, KY 4022308 El Corredor/Amandas Bandit, LLC800 Arbor Dr. N, Louisville, KY 4022308 Giant's Causeway/Smoke'n Frolic, LLC800 Arbor Dr. N, Louisville, KY 40223Anvik Capital Partners, LP116 Village Blvd., Suite 200, Princeton, NJ 08540Partnership — Anvik GP, LLCBoralex Inc.772 Sherbrooke St. W, Suite 200, Montreal, Quebec, Canada H3A 1G1State or country in which incorporated — CanadaChina Century Dragon Media, Inc.No. Rm. 801, No. 7, Wenchanger Rd., Jiangbei, Huizhou City, Guangdong, ChinaState or country in which incorporated — DelawareComanche Ranch Salt Water Disposal #1 Joint Venture1848 Norwood Plaza, Suite 109, Hurst, TX 76054Partnership — EnerMax, Inc. Managing VenturerCommunity Central Bank Corporation120 N. Main St., Mt. Clemens, MI 48043State or country in which incorporated — United StatesCornerstone Bancorp, Inc.6300 Fourth St. N, St. Petersburg, FL 33702-7512State or country in which incorporated — FloridaCPIQ Fund, LPc/o CPIQ GP, LLC, 21 Eliot St., Natick, MA 01760Partnership — CPIQ GP, LLCCRP Opportunity Fund, L.P.4750 Owings Mills Blvd., Owings Mills, MD 21117Partnership — Opportunity Fund Management, LLCDewaay Financial Network, LLC13001 University Ave., Clive, IA 50325State or country in which incorporated — IowaDiamond A Partners, L.P.591 Redwood Hwy., Suite 2345, Mill Valley, CA 94941Partnership — Lawndale Capital Management, LLC, general partnerDiscerene Fund LP2777 Summer St., Suite 210, Stamford, CT 06905Partnership — Discerene Value Advisors LLCDouglas Scott Securities, Inc.101 W. Renner Rd., Suite 480, Richardson, TX 75082State or country in which incorporated — TexasDragon Acquisition CorporationFl. 28, Block C, Longhai Mingzu Bldg., No. 182 Haier Rd., Qindao 266000, People's Republic of ChinaState or country in which incorporated — Cayman IslandsEagle Rock Energy Partners, L.P.1415 Louisiana St., Suite 2700, Houston, TX 77002State or country in which incorporated — DelawareFM Global Holdings, Inc.10 Columbus Blvd., Fourth Fl., Hartford, CT 06106State or country in which incorporated — DelawareGleacher & Company Securities, Inc.One Penn Plaza, 42nd Fl., New York, NY 10119State or country in which incorporated — New YorkGMP Diversified Alpha Fund LP145 King St., Suite 400, Toronto, Ontario, Canada M5H 1J8Partnership — GMP Investment Management Genpar LLCGrunion Fund, LPc/o Grunion Capital Management, LLC, 888 Prospect St., Suite 201, La Jolla, CA 92037Partnership — Grunion Capital Management, LLCHorizontal Systems, Inc.46 Ash St., Suite 302, Brooklyn, NY 11222State or country in which incorporated — DelawareHSBC Investor Funds—HSBC Investor Global Emerging Markets Local Debt Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219-8012State or country in which incorporated — MassachusettsKonan Medical USA, Inc.4025 Spencer St., Suite 103, Torrance, CA 90503State or country in which incorporated — CaliforniaLower NY Holdings, LLC10 Exchange Pl., 14th Fl., Jersey City, NJ 07302Managers Fund LLC, TheWrigley Bldg., 400 N. Michigan Ave., Suite 620, Chicago, IL 60611Partnership — TMF Capital Management LLCMatrix Capital Group Inc.630 A Fitzwatertown Rd., Second Fl., Willow Grove, PA 19090-1904State or country in which incorporated — New YorkNueces Capital Ltd.1700 Pacific Ave., Suite 3870, Dallas, TX 75201-4617State or country in which incorporated — TexasPilot Bancshares, Inc.2901 E. Fowler Ave., Tampa, FL 33612State or country in which incorporated — FloridaPremier Bank Holding Company3110 Capital Circle NE, Tallahassee, FL 32308State or country in which incorporated — FloridaProject G Acquisition Co., LLC505 Fifth Ave., Suite 1502, New York, NY 10017State or country in which incorporated — DelawareProspect Partners III, L.P.200 W. Madison St., Suite 2710, Chicago, IL 60606Partnership — Prospect Partners Management Group III, L.P.Rafferty Capital Markets, LLCThree Canal Plaza, Suite 600, Portland, ME 04101State or country in which incorporated — DelawareReliquid Capital Network, LLC5241 S. Quebec St., Suite 250, Greenwood Village, CO 80111Rose Pharmaceuticals, LLCc/o Matt Rysavy, 255 Evernia St., Suite 1308, W. Palm Beach, FL 33401State or country in which incorporated — FloridaRXR Realty LLC625 RXR Plaza, Uniondale, NY 11556SPAG I, LP400 Madison Ave., Suite 15B, New York, NY 10017Partnership — Specialized Performance Advisory Group Management, LLCSpiderCloud Wireless, Inc.2500 Augustine Dr., Suite 200, Santa Clara, CA 95054State or country in which incorporated — DelawareStonefield Investment Fund I, LLCFive Ash St., Monsey, NY 10952State or country in which incorporated — DelawareStrategic Asset Alliance Fund, L.P.141 W. Jackson Blvd., Suite 1800A, Chicago, IL 60604Partnership — SAA Management, LLCSycale Capital (DE) L.P.c/o Compass Global Investments LLC, 505 Park Ave., Fourth Fl., New York, NY 10022Partnership — Sycale GP (DE) LLCTheorema Liquid L/S Fund Ltd.Goldman Sachs (Cayman) Trust, Limited, P.O. Box 3307, 45 Market St., Gardenia Court, Camana Bay, Grand Cayman, Cayman Islands KY1-1130State or country in which incorporated — Cayman IslandsWi3, Inc.66 Washington Rd., Pittsford, NY 14534State or country in which incorporated — DelawareWindTamer Corporation156 Court St., Suite 7, Geneseo, NY 14454State or country in which incorporated — New York
