Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
06 City Place/Librarian, LLC800 Arbor Dr. N, Louisville, KY 40223Abingworth Bioventures V Co-Invest Growth Equity Fund LP℅ Abingworth LLP, Princes House, 38 Jermyn St., London SW1Y 6DN, United KingdomPartnership — Abingworth Bioventures V GP LPAcrossCut Media, Inc.350 Bridge Pkwy., Suite 200, Redwood City, CA 94065State or country in which incorporated — DelawareAlternative Wealth Strategies, Inc.1040 N. Kings Hwy., #302, Cherry Hill, NJ 08033Andro Capital, L.P.℅ Kirkland & Ellis LLP, Attn: John L. Budetti, 153 E. 53rd St., New York, NY 10022Partnership — Andro Capital General Partner, L.P.Asset Recovery Fund I, LLC45 Sarah Dr., Farmingdale, NY 11735State or country in which incorporated — New York Limited Liability CompanyBCC CKX, LP℅ BCC CKX GP, LLC, 780 Third Ave., 45th Fl., New York, NY 10017Partnership — BCC CKX GP, LLC, general partnerBCC IRX, LP℅ BCC CKX GP, LLC, 780 Third Ave., 45th Fl., New York, NY 10017State or country in which incorporated — Partnership — BCC CKX GP, LLC, general partnerBCC MOI, LP℅ BCC MOI GP, LLC, 780 Third Ave., 45th Fl., New York, NY 10017State or country in which incorporated — Partnership — BCC MOI GP, LLC, general partnerBehavioral Recognition Systems, Inc.2100 W. Loop South, 9th Fl., Houston, TX 77027State or country in which incorporated — TexasBluerock Special Opportunity +Income Fund, LLC680 Fifth Ave., 16th Fl., New York, NY 10019CAP VI Accredited Investors Fund, LLC℅ The Reliant Group, Inc., 556 Commercial St., San Francisco, CA 94111State or country in which incorporated — CaliforniaCAP VI Qualified Investors Fund, LLC℅ The Reliant Group, Inc., 556 Commercial St., San Francisco, CA 94111State or country in which incorporated — CaliforniaCardinal Point Offshore Fund I Ltd.℅ Ogier Fiduciary Service (Cayman) Limited, Queensgate House, S. Church St., P.O. Box 1234, George Town, Grand Cayman, British West Indies, KY1-1108State or country in which incorporated — Cayman IslandsCarlton Capital Inc.48 Wall St., Suite 1100, New York, NY 10005State or country in which incorporated — FloridaCollins Capital Advisors, LLC1133 Ave. of the Americas, 16th Fl., New York, NY 10036State or country in which incorporated — MinnesotaCR Two B, LLC471 N. Broadway, Suite 297, Jericho, NY 11753State or country in which incorporated — New York limited liability companyCreative Business Development, Inc.2500 N. Military Trail, Suite 283, Boca Raton, FL 33431State or country in which incorporated — NevadaDeerpath Funding, LP405 Lexington Ave., 71st Fl., New York, NY 10174Partnership — James H. Kirby and Deerpath Funding General Partner, Inc., general partnerDeltaPoint Capital IV, L.P.45 E. Ave., 6th Fl., Rochester, NY 14604Partnership — Delta Point Capital Management IV, LLCDunham Funds℅ Gemini Fund Services, LLC, 450 Wireless Blvd., Hauppauge, NY 11788Eclipse Alert Services, LLC100 Crossways Park W., Suite 215, Woodbury, NY 11797State or country in which incorporated — New YorkElk River Partners, L.P.115 River Rd., Suite 108, Hudson River Pier, Edgewater, NJ 07020Partnership — Elk River Trading, LLC, general partnerEthanol Capital Partners, L.P., Series SRockefeller Center, 1230 Ave. of the Americas, 7th Fl., New York, NY 10020Partnership — Ethanol Capital Management, LLCEye Ear It, LLC19 Pomperaug Rd., Woodbug, CT 06798Falcon Performance Fund, L.P.c/o Fogel Management Group LLC, 453 Riverside Dr., Stuart, FL 34994Partnership — Fogel Management Group LLCFortes Financial, Inc.10600 N. De Anza Blvd., Suite 250, Cupertino, CA 95014State or country in which incorporated — DelawareFranklin Global TrustFranklin International Small Cap Growth Fundc/o Legal-Blue Sky Department, 1 Franklin Pkwy., San Mateo, CA 94403-1906State or country in which incorporated — DelawareGeorge K. Baum & Company584 Broadway, Suite 1010, New York, NY 10012State or country in which incorporated — MissouriGeospatial Holdings, Inc.229 Howes Run Rd., Sarver, PA 16055State or country in which incorporated — DelawareGillum-A Three Well Joint Venture6142 Campbell Rd., Dallas, TX 75248State or country in which incorporated — TexasGlenmede Private Investment Fund VII, L.L.C.c/o The Glenmede Trust Company, N.A., 1201 Market St., Suite 1501, Wilmington, DE 19801-1163Partnership — The Glenmede Trust Company, N.A.Gold Crest Mines, Inc.10807 E. Montgomery Dr., Suite 1, Spokane Valley, WA 99206State or country in which incorporated — NevadaGunnAllen Financial, Inc.5002 W. Waters, Tampa, FL 33634Harvest Technology Partners, L.P.600 Montgomery St., Suite 1100, San Francisco, CA 94111Partnership — JMP Asset Management LLCHDL Therapeutics, Inc.3672 Prospect Rd., Ann Arbor, MI 48105State or country in which incorporated — DelawareHudson Housing Tax Credit Fund XXXIX LP630 Fifth Ave., 28th Fl., New York, NY 10111Partnership — Hudson GP XXXIX LLCHuntley Town Center LLCc/o Mertz Development, Inc., 226 N. West Ave., Elmhurst, IL 60126State or country in which incorporated — NevadaIntegrity Bancshares, Inc.3345 Market St., Camp Hill, PA 17011State or country in which incorporated — PennsylvaniaJennison Global Healthcare Fund L.P.c/o Jennison Associates LLC, Grand Central Station, P.O. Box 4480, New York, NY 10163-4480Partnership — Jennison Associates LLC, general partnerJohn Burness137 Park Ave., Glasgow, KY 42142State or country in which incorporated — KentuckyLahde Capital Management, LLC2400 Broadway, Suite 220, Santa Monica, CA 90404State or country in which incorporated — CaliforniaLucas Energy Total Return Partners, LPc/o Lucas Energy, LLC, The Galleria, 2 Bridge Ave., Suite 632, Red Bank, NJ 07701Partnership — Lucas Energy, LLCLucas Energy Total Return Partners II, LPc/o Lucas Energy, LLC, The Galleria, 2 Bridge Ave., Suite 632, Red Bank, NJ 07701Partnership — Lucas Energy II, LLCLuxor Spectrum, LLC767 Fifth Ave., 19th Fl., New York, NY 10153Luxor Spectrum Offshore, Ltd.c/o Maples Corporate Services Limited, PO Box 309 GT, Ugland House, S. Church St., George Town, Grand Cayman KY1-1104, Cayman IslandsState or country in which incorporated — Cayman IslandsMarket Data Consultants, Inc.Jardine House, 1 Connaught Place, Rm. 2213-14, 22nd Fl., Central, Hong KongState or country in which incorporated — DelawareMartini Park, LLC55 Fifth St., 16th Fl., New York, NY 10003Matrix Capital Group Inc.630-A Fitzwatertown Rd., 2nd Fl., Willow Grove, PA 19090-1904State or country in which incorporated — New YorkNationwide Mutual FundsNationwide Destination 2010 Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219State or country in which incorporated — DelawareNationwide Mutual FundsNationwide Destination 2015 Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219State or country in which incorporated — DelawareNationwide Mutual FundsNationwide Destination 2035 Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219State or country in which incorporated — DelawareNationwide Mutual FundsNationwide Destination 2040 Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219State or country in which incorporated — DelawareNationwide Mutual FundsNationwide Destination 2045 Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219State or country in which incorporated — DelawareNationwide Mutual FundsNationwide Hedged Core Equity Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219State or country in which incorporated — DelawareNationwide Mutual FundsNationwide International Value Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219State or country in which incorporated — DelawareNationwide Mutual FundsNationwide Retirement Income Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219State or country in which incorporated — DelawareNationwide Mutual FundsNationwide U.S. Small Cap Value Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219State or country in which incorporated — DelawareNationwide Mutual FundsNorthPointe Small Cap Value Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219State or country in which incorporated — DelawareOmnimmune Corp.4600 Post Oak Place, Suite 352, Houston, TX 77027State or country in which incorporated — TexasOrthodynamix, LLC10302 Deerwood Park Blvd., Suite 209, Jacksonville, FL 32251State or country in which incorporated — FloridaPeter Kiewit Sons', Inc.Kiewit Plaza, Omaha, NE 68131State or country in which incorporated — DelawarePGEM Emerging Growth Fund, L.P.One Bush St., Suite 1700, San Francisco, CA 94104Partnership — Pacific Growth Equity Management LLCPing Exceptional Value Fund, LPc/o Campbell Corporate Services Limited, 4th Fl., Scotia Centre, Albert Panton St., PO Box 268, George Town, Grand Cayman KY1-1104, Cayman IslandsPartnership — Ping Exceptional Value Fund GP, LtdPing Exceptional Value Fund Offshore, Ltd.c/o Campbell Corporate Services Limited, 4th Fl., Scotia Centre, Albert Panton St., PO Box 268, George Town, Grand Cayman KY1-1104, Cayman IslandsState or country in which incorporated — Cayman IslandsPK4 Municipal Opportunities Fund, LP129 Post Rd. E, Westport, CT 06880Partnership — PK4 Municipal Opportunities Fund, LPPrivate Advisors Distressed Opportunities Fund (QP), Ltd.P.O. Box 32021 SMB, Admiral Financial Centre, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsPrivate Equity Multi-Manager 2008 (Q.P.), L.P.3801 PGA Blvd., Suite 555, Palm Beach Gardens, FL 33410Partnership — AMA Private Equity General Partner, L.L.C., general partnerRLSP, LLC℅ Rockwood Asset Management, Inc., 35 Mason St., Fourth Fl., Greenwich, CT 06830SerVertis Fund I LP℅ Zais Group, LLC, The Galleria Building Three, Second Fl., Two Bridge Ave., Red Bank, NJ, 07701-1106Partnership — SerVertis GP, LLC, general partnerSerVertis Fund I Ltd.℅ Ogier Fiduciary Services (Cayman) Limited, P.O. Box 1234, Queensgate House, S. Church St., George Town, Grand Cayman KY1-1108, Cayman IslandsState or country in which incorporated — Cayman IslandsSkins Inc.1115 Broadway, 12th Fl., New York, NY 10010State or country in which incorporated — NevadaSpouting Rock Walagan, LP8 Fenimore Lane, St. David's, PA 19087Partnership — Spouting Rock Walagan, LLCStorsafe Sanford, LLC444 Brickell Ave., Suite 900, Miami, FL 33131State or country in which incorporated — Florida limited liability companySun Capital Securities Fund III, LP5200 Town Center Circle, Suite 600, Boca Raton, FL 33486Partnership — Sun Capital Securities Advisors III, L.P.Sun Capital Securities Offshore Fund III, Ltd.5200 Town Center Circle, Suite 600, Boca Raton, FL 33486SynapticMash, LLC1511 Third Ave., Suite 808, Seattle, WA 98101State or country in which incorporated — WashingtonTexas Securities, Inc.4024 Nazarene Dr., Suite #B, Carrollton, TX 75010State or country in which incorporated — TexasThird Friday Market Neutral Total Return Fund, L.P., The℅ Third Friday Management, LLC, 832 Eastview Ave., Delray Beach, FL 33483Partnership — Third Friday GP, LLCToro Total Return Fund, LP℅ Toro Total Return Fund GP, LLC, 250 E. 54th St., PH1, New York, NY 10022Partnership — Toro Total Return Fund GP, LLCWebVet LLC706 W. Buena, Suite 1W, Chicago, IL 60613WorldSage, Inc.10600 N. De Anza Blvd., Suite 250, Cupertino, CA 95014State or country in which incorporated — Delaware
