Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
13 City Zip/Tizado, LLC800 Arbor Dr. N, Louisville, KY 4022313 Eskendereya/Sambora, LLC800 Arbor Dr. N, Louisville, KY 402231818 Partners LP140 Broadway, New York, NY 10005Partnership — Brown Brothers Harriman & Co.9299 College Parkway, LLC5112 W. Taft Rd., Suite M, Liverpool, NY 13088State or country in which incorporated — DelawareAirLift Investments, LLC546 Fifth Ave., 5th Fl., New York, NY 10036State or country in which incorporated — DelawareAmeriprise Financial Services, Inc.70100 Ameriprise Financial Center, Minneapolis, MN 55474State or country in which incorporated — DelawareATEL 17, LLC600 Montgomery St., 9th Fl., San Francisco, CA 94111State or country in which incorporated — California limited liability companyBloomington LP2608 E. Windermere Woods Dr., Bloomington, IN 47401Partnership — Linton Partners LLCcertussecurites, Inc.1170 Peachtree St. NE, Suite 2400, Atlanta, GA 30309State or country in which incorporated — DelawareClosed-End Bond Fund, a series of 525 Market Street Fund, LLC525 Market St., 12th Fl., San Francisco, CA 94105Closed-End International Bond Fund, a series of 525 Market Street Fund, LLC525 Market St., 12th Fl., San Francisco, CA 94105Colchis Income Plus Fund, L.P.One Maritime Plaza, Suite 1975, San Francisco, CA 94111Partnership — Colchis Income Advisors III, LLCColchis Income Plus Fund, Ltd.c/o Opus Fund Services (Bermuda) Ltd., 12 Church St., 4th Fl., Hamilton, HM11 BermudaState or country in which incorporated — Cayman IslandsCORE Nutrition, LLC1222 E. Grande Ave., Suite 102, El Segundo, CA 90245State or country in which incorporated — DelawareCrawford Lake Enhanced Onshore Fund, LP410 Monmouth Ave., Suite 301, Lakewood, NJ 08701Partnership — Crawford Lake GP, LLCCRCM Opportunity Fund II, L.P.One Maritime Plaza, Suite 1107, San Francisco, CA 94111Partnership — CRCM Opportunity Fund GP II LLCDVO Gap Equity Fund LPSeven Penn Plaza, Suite 1400, New York, NY 10001State or country in which incorporated — DelawareEmerging Markets Equity Fund, a series of 525 Market Street Fund, LLC525 Market St., 12th Fl., San Francisco, CA 94105Emerging Markets Large/Mid Cap Fund, a series of 525 Market Street Fund, LLC525 Market St., 12th Fl., San Francisco, CA 94105Emination, LLC443 Clement St., San Francisco, CA 94118State or country in which incorporated — CaliforniaEndurance Capital Fund, L.P.One Ferry Bldg., Suite 255, San Francisco, CA 94111Partnership — Endurance Capital Partners, LLCEssential Energy Services Ltd.250 – 2nd St. SW, Suite 1100, Calgary, Alberta T2P 0C1State or country in which incorporated — AlbertaFidessa Group plcDukes Court, Duke St., Woking, Surrey, GU21 5BH, United KingdomState or country in which incorporated — United KingdomFinding Neverlanding USA LLCc/o Weinstein Live Entertainment LLC, c/o National Artists Management Company, Inc., 165 W. 46th St., Suite 1200, New York, NY 10036State or country in which incorporated — Delaware limited liability companyFloating Rate Loan Fund, a series of 525 Market Street Fund, LLC525 Market St., 12th Fl., San Francisco, CA 94105GAI Agility Income Fundc/o Wells Fargo Investment Institute, Inc., 401 S. Tryon St., Charlotte, NC 28202GAI Aurora Opportunities Fund, LLCc/o Wells Fargo Investment Institute, Inc., 401 S. Tryon St., Charlotte, NC 28202GAI Corbin Multi-Strategy Fund, LLCc/o Wells Fargo Investment Institute, Inc., 401 S. Tryon St., Charlotte, NC 28202GAI Mesirow Insight Fund, LLCc/o Wells Fargo Investment Institute, Inc., 401 S. Tryon St., Charlotte, NC 28202Global Tactical Allocation Fund, a series of 525 Market Street Fund, LLC525 Market St., 12th Fl., San Francisco, CA 94105Harbor Light Securities, LLC1211 N. Westshore Blvd., Suite 103, Tampa, FL 33607High Yield Bond Fund, a series of 525 Market Street Fund, LLC525 Market St., 12th Fl., San Francisco, CA 94105HPI Real Estate Opportunity Fund IV, LLCTwo Huntley Rd., Old Lyme, CT 06371International Bond Fund, a series of 525 Market Street Fund, LLC525 Market St., 12th Fl., San Francisco, CA 94105iSwapp, Inc.37-57 85th St., Unit 24, Jackson Heights, NY 11372State or country in which incorporated — DelawareLincoln Financial Advisors Corporation1300 S. Clinton St., Suite 150, Fort Wayne, IN 46802State or country in which incorporated — IndianaLone Star Real Estate Fund IV (U.S.), L.P.2711 N. Haskell Ave., Suite 1700, Dallas, TX 75204Partnership — Lone Star Real Estate Partners IV, L.P.Magna Resources BD #59 - Frietsch #17 Joint Venture5422 Alpha Rd., Dallas, TX 75240State or country in which incorporated — TexasMascia Development, LLCc/o B.M. Smith & Associates, Inc., 2407 Columbia Pike, Suite 200, Arlington, VA 22204McKinley Capital International Growth Fund, L.P.3301 C St., Suite 500, Anchorage, AK 99503Partnership — McKinley Capital Management, LLC, general partnerMuesli Fusion, Inc.30 Thayer St., Rochester, NY 14607State or country in which incorporated — New YorkNet Element, Inc.3363 NE. 163rd St., Suite 705, North Miami Beach, FL 33160State or country in which incorporated — DelawarePartPic, Inc.P.O. Box 950192, Atlanta, GA 30318State or country in which incorporated — DelawarePCM Kissner Co-Invest L.P.4900 Main St., Suite 700, Kansas City, MO 64112Partnership — PCM Capital - Kissner Co-Invest LLCPerus Wine Company, LLC3351 NW. 53rd Circle, Boca Raton, FL 33496State or country in which incorporated — CaliforniaPro Cat US, Inc.Five Lincoln Blvd., Rouses Point, NY 12979State or country in which incorporated — New YorkQuantum Materials Corp.3055 Hunter Rd., San Marcos, TX 78666State or country in which incorporated — NevadaRandolph Street Investment Partners, L.P. - 2014 DIF300 N. LaSalle, Chicago, IL 60654Partnership — Randolph Street Investment Mgmt., LLCRavello Precision Fund, LPc/o Ravello Management, LLC, 1345 Avenue of the Americas, 3rd Fl., New York, NY 10105Partnership — Ravello Management, LLCRed Hook Fund LP101 Park Ave., 23rd Fl., New York, NY 10178Partnership — Red Hook GP LLCRegal Oil Creek #1 Joint Venture5602 Democracy Dr., Suite 280, Plano, TX 75024Partnership — Regal Energy, L.L.C.Renaissance Apartment Opportunity Fund, LLC10579 W. Bradford Rd., Suite 100, Littleton, CO 80127State or country in which incorporated — ColoradoResonate Core, LP425 Bush St., Suite 415, San Francisco, CA 94108Partnership — Resonate Capital, LLCSA Real Assets 3 US Ltd.c/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Ave., George Town, Grand Cayman, Cayman Islands KY1-9005State or country in which incorporated — Cayman IslandsSE TUCSON, DST350 N. LaSalle St., Suite 800, Chicago, IL 60654State or country in which incorporated — DelawareStadium Capital Partners, L.P.199 Elm St., New Canaan, CT 06804-5321Partnership — Stadium Capital Management, LLC, general partnerSPIN Chicago LLC350 N. State St., Chicago, IL 60654State or country in which incorporated — DelawareTCA Global Credit Fund, Ltd.c/o TCA Fund Management Group, 19950 W. Country Club Dr., Aventura, FL 33180Partnership — TCA Fund Management GroupTheranos Private Stock Acquisitions, LLC170 Sequoia Ave., Hesperia, CA 92345State or country in which incorporated — CaliforniaU.S. Core Fixed Income Fund, a series of 525 Market Street Fund, LLC525 Market St., 12th Fl., San Francisco, CA 94105Victory Bancorp, Inc., The548 N. Lewis Rd., Limerick Township, PA 19468State or country in which incorporated — PennsylvaniaVital Healthtell Investors LLC7101 Wisconsin Ave., Suite 1210, Bethesda, MD 20814Vital TOMA Investors LLC7101 Wisconsin Ave., Suite 1210, Bethesda, MD 20814Vital Twist Investors LLC7101 Wisconsin Ave., Suite 1210, Bethesda, MD 20814VPC Special Opportunities Fund III Onshore, L.P.227 W. Monroe St., Suite 3900, Chicago, IL 60606Partnership — VPC Special Opportunities Fund III GP, L.P.Walton Street Real Estate Fund VIII, L.P.900 N. Michigan Ave., Suite 1900, Chicago, IL 60611Partnership — Walton Street Managers VIII, L.P.Walton Street Real Estate Investors VIII, L.P.900 N. Michigan Ave., Suite 1900, Chicago, IL 60611Partnership — Walton Street Managers VIII, L.P.Walton Street Real Estate Partners VIII, L.P.900 N. Michigan Ave., Suite 1900, Chicago, IL 60611Partnership — Walton Street Managers VIII, L.P.Wells Financial Corp.53 First St. SW, Wells, MN 56097State or country in which incorporated — MinnesotaWestmoore Lending Partners I, LLC400 Perimeter Center Terrace N, Suite 900, Atlanta, GA 30346State or country in which incorporated — GeorgiaXG Sciences, Inc.3101 Grand Oak Dr., Lansing, MI 48911State or country in which incorporated — Michigan
