Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Annapurna II, LP1908 Main St., Kansas City, MO 64108Partnership — Annapurna II Manager, LLCAnton Dynamics, Inc.2485 Manley Rd., Bozeman, MT 59715State or country in which incorporated — DelawareARA Safety Inc.1295 Johnston St., Vancouver, British Columbia V6H 3R9State or country in which incorporated — CanadaAvalon Ventures IX, L.P.888 Prospect St., Suite 320, La Jolla, CA 92037Partnership — Avalon Ventures IX GP, LLCAvion Tequila LLC1825 Main St., Suite 7, Weston, FL 33327State or country in which incorporated — DelawareBBS FX Trading, LLC10 Pinetree Lane, Old Westbury, NY 11568Bell Aliant Inc.Seven S. Maritime Centre, 1505 Barrington St., Halifax, Nova Scotia, Canada B3J 2W3State or country in which incorporated — CanadaBiddeford and Saco Water Company181 Elm St., Biddeford, ME 04005State or country in which incorporated — MaineBlakeney InvestorsOne Blvd. Royal, Luxembourg City, Luxembourg L-2449State or country in which incorporated — LuxembourgBluegrass Venture Group, Inc.7005 New Bern Court, Prospect, KY 40059State or country in which incorporated — DelawareBuyWithMe, Inc.141 W. 28th St., Ninth Fl., New York, NY 10001State or country in which incorporated — DelawareCitigroup Global Markets Inc.388 Greenwich St., New York, NY 10013State or country in which incorporated — DelawareCMS Educational Assets Fund III, L.P.308 E. Lancaster Ave., Suite 300, Wynnewood, PA 19096-2145Partnership — CMS Edu Associates III, L.P.Connemara Bancorp, Inc.4617 Meadowood Rd., Dallas, TX 75220State or country in which incorporated — TexasDominick & Dominick, LLC150 E. 52nd St., Third Fl., New York, NY 10022Dreams, Inc.Two S. University Dr., Suite 325, Plantation, FL 33324State or country in which incorporated — UtahFrontenac Salient Co-Investors, LLC135 S. LaSalle St., Suite 3800, Chicago, IL 60603Hall Capital Partners II, LP2000 McKinney Ave., Suite 1200, Dallas, TX 75201Partnership — Hall Capital Management Company, LLCIndependence Equity I, LP2100 Sanders Rd., Suite 170, Northbrook, IL 60062Partnership — Independence Equity GP, LLCInforma plcGubelstrasse 11, CH-6300, Zug, SwitzerlandState or country in which incorporated — JerseyInvestment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareInvestment Oversight Group LLC1209 Bellair Way, Menlo Park, CA 94025State or country in which incorporated — CaliforniaLakefront Partners Accredited, LPc/o CapitalWorks LFP, LLC, 1111 Superior Ave., Suite 970, Cleveland, OH 44114Partnership — CapitalWorks LFP, LLCMeyers Associates, L.P.45 Broadway, Second Fl., New York, NY 10006Partnership — Bruce MeyersMorrocroft Special Opportunity Fund II, LPc/o MSO Capital Partners II, LLC, 4064 Colony Rd., Suite 340, Charlotte, NC 28211Partnership — MSO Capital Partners II, LLCMother Company, LLC, The11759 San Vicente Blvd., #2, Los Angeles, CA 90049State or country in which incorporated — California, limited liability companyMSB Commercial Inc.300 Motor Pkwy., Suite 220, Hauppauge, NY 11788State or country in which incorporated — DelawareNaturally Advanced Technologies Inc.1008 Howe St., Suite 402, Vancouver, British Columbia, Canada V6B 2X1State or country in which incorporated — CanadaNorwich Partners Safe Haven Fund VII LLC2402 Palm Ridge Rd., No. 305, Sanibel, FL 33957State or country in which incorporated — DelawarePCS Edventures!.com, Inc.345 Bobwhite Court, #200, Boise, ID 83706State or country in which incorporated — IdahoPMB Lakeway LLC12348 High Bluff Dr., Suite 100, San Diego, CA 92130State or country in which incorporated — DelawareRed Condor, Inc.1300 Valley House Dr., Suite 115, Rohnert Park, CA 94928State or country in which incorporated — DelawareRegis Global Allocation Fund, L.P.300 Hamilton Ave., Suite 400, Palo Alto, CA 94301Partnership — Regis Management Company, LLC, general partnerRUS Partners, LPc/o myCIO Wealth Partners, LLC, 2929 Arch St., Suite 650, Philadelphia, PA 19104Partnership — myCIO Hedge Fund Advisors, LLCSolos Endoscopy, Inc.65 Sprague St., West B, Boston, MA 02136State or country in which incorporated — NevadaT2 Biosystems, Inc.286 Cardinal Medeiros Ave., Cambridge, MA 02141State or country in which incorporated — DelawareTeeka Tiwari & Company, LPc/o Tiwari Asset Management, LLC, 4108 Manor Dr., Stroudsburg, PA 18360Partnership — Tiwari Asset Management, LLCUpdate Legal Holdings, Inc.1140 Avenue of the Americas, Sixth Fl., New York, NY 10036State or country in which incorporated — DelawareViewpoint Securities, LLC401 W. A St., Suite 325, San Diego, CA 92101State or country in which incorporated — DelawareW.P. Stewart & Co., Ltd.527 Madison Ave., 20th Fl., New York, NY 10022State or country in which incorporated — DelawareWakefield Capital Partners LPTwo Wisconsin Circle, Suite 540, Chevy Chase, MD 20815Partnership — Wakefield Healthcare Partners LLCWest Mountain Partners, L.P.1170 Peachtree Rd., Suite 1200, Atlanta, GA 30309Partnership — West Mountain, LLCWolseley plcParkview 1220 Arlington Business Park, Theale, Reading, RG7 4GA, United KingdomState or country in which incorporated — England and Wales
