Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
11 A.P. Warrior/Dixie Sheihk, LLC800 Arbor Dr. N, Louisville, KY 4022311 High Cotton/Breaking Storm, LLC800 Arbor Dr. N, Louisville, KY 4022311 Lemon Drop Kid/Moonlight Cruise, LLC800 Arbor Dr. N, Louisville, KY 4022311 Tiznow/Papa to Kinzie, LLC800 Arbor Dr. N, Louisville, KY 40223125 W 44 Restaurant Associates, LLC208 W. 30th St., Suite 403, New York, NY 10001500 Plum Street Associates, L.P.c/o CPHL, LLC, 333 W. Washington St., Suite 600, Syracuse, NY 13202Partnership — CPHL, LLCAccounting Research & Analytics, LLC70 Madison Ave., Suite 300, New York, NY 10016Adagio Fundc/o BNY Mellon Alternative Investment Services, Ltd., Ingham & Wilkinson Bldg., 129 Front St., Fourth Fl., Hamilton HM 12, BermudaState or country in which incorporated — Cayman IslandsAdvancit Capital II, LP846 University Ave., Norwood, MA 02026Partnership — Advancit Capital GP II, LLCAetna Partners Diversified Fund (Cayman), Limited29 S. Main Street, West Hartford, CT 06107State or country in which incorporated — Cayman IslandsAIP Series Trust AIP Dynamic Alternative Strategies Fund522 Fifth Ave., New York, NY 10036State or country in which incorporated — DelawareAKL Opportunities Fund, LP555 Theodore Fremd Ave., Suite C-301, Rye, NY 10580Partnership — AKL Advisors, LLCAlliance Affiliated Equities Corporation7227 Metcalf Ave., Suite 201, Overland Park, KS 66204State or country in which incorporated — KansasAlphabridge Fixed Income Fund Ltd.c/o Alphabridge Capital Management LLC, 9 Greenwich Office Park, Greenwich, CT 06831State or country in which incorporated — BermudaAltaris Health Partners III, L.P.600 Lexington Ave., 11th Fl., New York, NY 10022Partnership — AHP III GP, L.P.Apis Deep Value Fund Offshore, Ltd.c/o Apis Capital Advisors, LLC, 90 Park Ave., 18th Fl., New York, NY 10016State or country in which incorporated — Cayman IslandsAPR Investment LLC275 Madison Ave., Suite 1618, New York, NY 10016-1101Armada Water Assets, Inc.1716 E. Lincoln Ave., Fort Collins, CO 80524State or country in which incorporated — NevadaArpeggio Fundc/o BNY Mellon Alternative Investment Services, Ltd., Ingham & Wilkinson Bldg., 129 Front St., 4th Fl., Hamilton HM 12, BermudaState or country in which incorporated — Cayman IslandsAtlas Resources Series 33-2013 L.P.Park Place Corporate Center One, 1000 Commerce Dr., Fourth Fl., Pittsburgh, PA 15275Partnership — Atlas Resources, LLCAudience Entertainment LLC575 Lexington Ave., Fourth Fl., New York, NY 10022State or country in which incorporated — DelawareBanyan Real Estate Group, L.P.9801 Banyan Dr., Coral Gables, FL 33156Partnership — Banyan Real Estate Group GP, LLCBarrow Street Fund LP300 First Stamford Place, 3rd E, Stamford, CT 06902Partnership — Barrow Street Advisors LLCBarrow Street Long/Short Fund LP300 First Stamford Place, 3rd E, Stamford, CT 06902Partnership — Barrow Street Advisors LLCBasswood Financial Fund, Inc.c/o IMS Fund Services, 3rd Fl., Harbour Centre, P.O. Box 61, George Town, Grand Cayman, Cayman Islands KY1-1102State or country in which incorporated — Cayman IslandsBBR Active Equity – Long Only, LP140 E. 45th St., 26th Fl., New York, NY 10017Partnership — BBR General Partner, LLC BBR Investment Management II, LLCBBR Active Equity – Long Only (QP), LP140 E. 45th St., 26th Fl., New York, NY 10017Partnership — BBR General Partner, LLC BBR Investment Management II, LLCBBR Private Investment Fund – Series G, LP140 E. 45th St., 26th Fl., New York, NY 10017Partnership — BBR General Partner, LLC BBR Investment Management II, LLCBBR Real Assets Fund II, LP140 E. 45th St., 26th Fl., New York, NY 10017Partnership — BBR General Partner, LLC BBR Investment Management II, LLCBDS Venture Fund LLC80 Cuttermill Rd., Great Neck, NY 11021State or country in which incorporated — DelawareBe Active Holdings, Inc.1010 Northern Blvd., Great Neck, NY 11021State or country in which incorporated — DelawareBikeStreet USA, Inc.6901 Okeechobee Blvd., #D5-F13, West Palm Beach, FL 33411State or country in which incorporated — FloridaBirds of Prey, L.P.c/o Birds of Prey GP, LLC, 224 3rd St., Manhattan Beach, CA 90266Partnership — Birds of Prey GP, LLCBourbon & Boots, Inc.1015 W. 2nd St., Suite 208, Little Rock, AR 72201State or country in which incorporated — DelawareBrookwood Securities Partners, LLC72 Cherry Hill Dr., Beverly, MA 01915Calvert Investment Distributors, Inc.4550 Montgomery Ave., Suite 1000N, Bethesda, MD 20814CapitalSpring Direct Lending Partners US Parallel, LP950 Third Ave., 24th Fl., New York, NY 10022Partnership — CSDLP General Partner, LLCCapitalSpring Direct Lending Partners US Parallel II, LP950 Third Ave., 24th Fl., New York, NY 10022Partnership — CSDLP General Partner, LLCCave Creek Capital Partners Fund I, LLC150 N. Wacker Dr., Suite 1760, Chicago, IL 60606State or country in which incorporated — DelawareCentara Capital Group, Inc.4747 Executive Dr., Suite 450, San Diego, CA 92121State or country in which incorporated — CaliforniaChalice Mineral Estate, LP3030 Nocogdoches Rd., Suite 103, San Antonio, TX 78217State or country in which incorporated — TexasChenavari European Opportunistic Credit Fund Ltd.c/o Chenavari Credit Partners LLP, One Grosvenor Place, London SW1X 7JH, United KingdomState or country in which incorporated — Cayman IslandsChenavari European Structured Credit Fund Ltd.c/o Chenavari Credit Partners LLP, One Grosvenor Place, London SW1X 7JH, United KingdomState or country in which incorporated — Cayman IslandsChenavari European Structured Credit Master Fund LPc/o Chenavari Credit Partners LLP, One Grosvenor Place, London SW1X 7JH, United KingdomPartnership — Chenavari European Structured Credit Master Fund Limited, general partnerClear Clinic & Schweiger Dermatology Management Company, LLC110 E. 55th St., 14th Fl., New York, NY 10022Columbia Pacific Real Estate Fund I, L.P.1910 Fairview Ave. E, Suite 200, Seattle, WA 98102Partnership — Columbia Pacific Real Estate Fund GP, LLCCRE/K and C Villas, LLC1800 Larimer St., Suite 800, Denver, CO 80202State or country in which incorporated — Colorado limited liability companyCredit Value Fund III, LP777 Third Ave., Suite 19A, New York, NY 10017Partnership — CVF III General LLCCypherworx, Inc.3349 Monroe Ave., Suite 116, Rochester, NY 14618State or country in which incorporated — New YorkCypress Partners LLC52 Vanderbilt Ave., Suite 902, New York, NY 10017DCM HB SLF III, LLC1221 Brickell Ave., Suite 2450, Miami, FL 33131State or country in which incorporated — DelawareDirect Lending Income Fund, L.P.3837 Hampstead Rd., La Canada, CA 91011Partnership — Direct Lending Investments, LLCDitto Holdings, Inc.633 Fifth St., Suite 1180, Los Angeles, CA 90071State or country in which incorporated — DelawareDonald Smith Long/Short Equities Fund, L.P.152 W. 57th St., 22nd Fl., New York, NY 10019Partnership — Donald Smith, LLCDonald Smith Value Fund, L.P.152 W. 57th St., 22nd Fl., New York, NY 10019Partnership — Donald Smith, LLCDVineWave Inc.207 Veritas Court, San Ramon, CA 94582State or country in which incorporated — DelawareEcotrust Forests II, LLC721 N.W. Ninth Ave., Suite 200, Portland, OR 97209State or country in which incorporated — OregonEmergent Properties Inc.11 Hanover Square, 21st Fl., New York, NY 10005State or country in which incorporated — DelawareEndurance Series Trust100 S. Ashley Dr., Suite 895, Tampa, FL 33602State or country in which incorporated — DelawareF.H.R.E., LLCNine Washington St., Camden, ME 04843Partnership — Merrill M. HalpernF.N.B. Capital Partners, L.P.6031 Wallace Rd. Extension, Suite 201, Wexford, PA 15090Partnership — F.N.B. Capital Partners, LLCFAC-M Dividend, LLC610 Fifth Ave., Suite 516, New York, NY 10020State or country in which incorporated — DelawareFCI EMMA Investments LP1030 State St., Third Fl., Erie, PA 16501Partnership — FCI EMMA GP LLCFirst America Holdings Corporation2811 Manatee Ave. W, Bradenton, FL 34205State or country in which incorporated — FloridaFirst State Investments World Ex-US Fund (DST)23 St. Andrew Square, Edinburgh, Scotland EH2 1BBFive Elms Equity Fund II, L.P.3500 W. 75th St., Suite 350, Prairie Village, KS 66208Partnership — Five Elms Equity Fund II GP, LLCFocused Alpha, LPc/o Focused Alpha GP, LLC, 140 S. Dearborn St., Suite 1000, Chicago, IL 60603Partnership — Focused Alpha GP, LLCFocused Alpha Cayman Fund, Ltd.c/o Select Innovation Investments LLC, 140 S. Dearborn St., Suite 1000, Chicago, IL 60603State or country in which incorporated — Cayman IslandsFoley Ventures II LLCc/o Foley & Lardner LLP, 111 Huntington Ave., Boston, MA 02199State or country in which incorporated — DelawareFred Alger & Company, Incorporated111 Fifth Ave., New York, NY 10003State or country in which incorporated — DelawareFreqSho, LLC115 Sandra Muraida Way, Suite 836, Austin, TX 78703State or country in which incorporated — DelawareFWCG Opportunity Fund, LP25 Metro Dr., Suite 600, San Jose, CA 95110Partnership — FWCG Opportunity Fund Manager, LLCGenesis Investors LP9401 Wilshire Blvd., Suite 1122, Beverly Hills, CA 90212Partnership — Genesis Investors Management LLCGlobal Internet Fund, L.P., TheOne Ferry Bldg., Suite 255, San Francisco, CA 94111Partnership — Internet Capital Management, LLCGolden Cross Resources Inc.750 W. Pender St., Suite 804, Vancouver, British Columbia, Canada V6C 2T7State or country in which incorporated — CanadaGP & GM Partners, LP116 W. 23rd St., Suite 500, New York, NY 10011Partnership — GP & GM Capital, LLCGraphenix Development, Inc.138 Chapel Woods, Williamsville, NY 14221-1868State or country in which incorporated — DelawareHawthorne LS Feeder Fund I LPNew Venture House, 3rd Fl., Three Mill Creek Rd., Pembroke, Bermuda HM 05Partnership — Miravast I LPHawthorne LS Fund I LPNew Venture House, 3rd Fl., Three Mill Creek Rd., Pembroke, Bermuda HM 05Partnership — Miravast I LPHBC Holdings LLC324A Half Acre Rd., Cranbury, NJ 08512Higley & 202, LLC7508 E. Camelback Rd., Scottsdale, AZ 85251Hirtle Callaghan Special Opportunities Fund, L.P. Tax Advantaged Yield Series IIc/o Hirtle, Callaghan & Co., 300 Barr Harbor Dr., Suite 500, West Conshohocken, PA 19428State or country in which incorporated — DelawareHornet Corporation130 Maple Dr. N, 2nd Fl., Hendersonville, TN 37075State or country in which incorporated — TennesseeHow 2 Media Inc.513 Fairmont Ave., Westfield, NJ 07090State or country in which incorporated — DelawareIndio 2, LLC2320 N. 44th St., Phoenix, AZ 85008State or country in which incorporated — ArizonaInvesco U.S. Income Fund, L.P.Three Galleria Tower, Suite 500, 13155 Noel Rd., Dallas, TX 75240Partnership — IRI Income I, L.P.Investment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareJGB Capital LP400 Madison Ave., Suite 8D, New York, NY 10017Partnership — JGB Capital Management L.P.JPMorgan Distribution Services, Inc.460 Polaris Pkwy., Waterville, OH 43082KHR Direct LLC627 E. Florida Ave., Denver, CO 80210KRUPA Grocery, LLC231 Prospect Park W, Brooklyn, NY 11215State or country in which incorporated — New YorkLaidlaw & Company (UK), Ltd.546 Fifth Ave., Sixth Fl., New York, NY 10036State or country in which incorporated — United KingdomLehigh Valley Fund I, LLC3477 Corporate Pkwy., Suite 100, Center Valley, PA 18034State or country in which incorporated — Delaware limited liability companyLP Operating, LLC115 Oak Park Dr., Boerne, TX 78006State or country in which incorporated — TexasLPC Real Estate Partners LP1328 Mission St., Suite 11, San Francisco, CA 94103Partnership — LPC Real Estate Partners GP LLCLubert-Adler Real Estate Fund VII, L.P.2929 Arch St., Suite 1650, Philadelphia, PA 19104Partnership — Lubert-Adler Group VII, L.P.MAC Atlanta Midtown Investors, LP8343 Douglas Ave., Suite 300, Dallas, TX 75225Partnership — MAC Atlanta Midtown Investors GP, LLCMainsail Group, LLC350 Madison Ave., Ninth Fl., New York, NY 10017State or country in which incorporated — DelawareMaiyet Inc.676 Broadway, Fourth Fl., New York, NY 10012State or country in which incorporated — DelawareMercury Continuity, Inc.1367 Connecticut Ave. NW, Suite 410, Washington, DC 20036State or country in which incorporated — DelawareMetropolitan EIH20, LP70 E. 55th St., 15th Fl., New York, NY 10022Partnership — Metropolitan GP Holdings, LLC, general partnerMewbourne Energy Partners 13-A, L.P.3901 S. Broadway, Tyler, TX 75201Partnership — Mewbourne Development CorporationMidOcean Absolute Return Credit Offshore Fund Ltd.c/o MidOcean Partners, 320 Park Ave., Suite 1600, New York, NY 10022Mountain Cove Alpha Fund, LP2608 Museum Way, Unit 3216, Fort Worth, TX 76107Partnership — Mountain Cove Capital Management, LLCMRC Credit Opportunity Fund I, LLC230 Park Ave. S, Suite 1000, New York, NY 10169State or country in which incorporated — Delaware limited liability companyMurvin & Meier Oil Co.1531 S. Grove Ave., Suite 203, Barrington, IL 60010State or country in which incorporated — IllinoisNetwork 1 Financial Securities, Inc.Two Bridge Ave., Bldg. 2, Suite 241, Red Bank, NJ 07701State or country in which incorporated — TexasOpesbridge LP1471 Blueridge Dr., Beverly Hills, CA 90210Partnership — Opesbridge Capital Management LLCOppenheimer SteelPath MLP Funds Trust2100 McKinney Ave., Dallas, TX 75201State or country in which incorporated — DelawareOrca Pharmaceuticals, LLC3605 Warrensville Rd., MSC 2394, Cleveland, OH 44122Orogen Partners LP1807 W. Sunnyside Ave., Suite 1A, Chicago, IL 60640Partnership — Orogen Capital Management LLCPattison Cole LLC17 Grand Ave., Englewood, NJ 07631Paulson Investment Company, Inc.1331 NW. Lovejoy St., #720, Portland, OR 97209State or country in which incorporated — OregonPaulson Real Estate Fund II, L.P.1251 Avenue of the Americas, New York, NY 10020Partnership — Paulson Property Management II LLCPaulson Real Estate (Offshore) Fund II, L.P.1251 Avenue of the Americas, New York, NY 10020Partnership — Paulson Property Management II LLCPlures Technologies, Inc.5297 Parkside Dr., Suite 400, Canandaigua, NY 14424Preferred Partner Joint Venture II, LP402 W. Davis St., Luling, TX 78648State or country in which incorporated — TexasPW Partners Master Fund, L.P.141 W. Jackson Blvd., Suite 300, Chicago, IL 60604Partnership — PW Partners, LLCQuinn Foods LLC18 Cranes Court, Unit B, Woburn, MA 01801Rockwell Fulton Capital, L.P.1122 Coney Island Ave., Suite 203, Brooklyn, NY 11230Partnership — RFC Trading, LLC RFC Management, LLCRover Capital Partners, LP70 E. 55th St., 17th Fl., New York, NY 10019Partnership — Rover Capital Partners (GP) LLCRover Capital Partners Offshore Ltd.c/o Appleby Trust (Cayman) Ltd., Clifton House, 75 Fort St., P.O. Box 190, Grand Cayman, KY1-1104, Cayman IslandsState or country in which incorporated — Cayman IslandsSapere CTA Fund, LP401 W. A St., Suite 2245, San Diego, CA 92101Partnership — Granite Asset ManagementScott-Macon Long-Short Futures Fund, LLC800 Third Ave., 16th Fl., New York, NY 10022State or country in which incorporated — Delaware limited liability companySDI LLC155 Seaport Blvd., Boston, MA 02210State or country in which incorporated — DelawareSiracusa Sun, LLCTwo S. Biscayne Blvd., 21st Fl., Miami, FL 33434State or country in which incorporated — FloridaSkofo Media, LLC2527 33rd St., Apt. 1F, Astoria, NY 11102State or country in which incorporated — New YorkSocotra Fund LLC, The2208 29th St., Sacramento, CA 95818State or country in which incorporated — CaliforniaSportwater Beverages LLC78 Harvard Ave., Suite 340, Stamford, CT 06902State or country in which incorporated — DelawareSpritz Technology LLC35 Maple St., Stoneham, MA 02180State or country in which incorporated — DelawareSylvan Lake Partners LP380 Lexington Ave., 17th Fl., New York, NY 10168Partnership — Sylvan Lake Advisors LLCT. Rowe Price Global Allocation Fund, Inc.100 E. Pratt St., Baltimore, MD 21202State or country in which incorporated — MarylandT. Rowe Price Institutional Income Funds, Inc. T. Rowe Price Long Duration Credit Fund100 E. Pratt St., Baltimore, MD 21202State or country in which incorporated — MarylandTaasera, Inc.1030 State St., Third Fl., Erie, PA 16501State or country in which incorporated — DelawareTexas Securities, Inc.4024 Nazarene Dr., Suite B, Carrollton, TX 75010State or country in which incorporated — TexasTildenrow Partners, LP120 E. 34th St., Suite 6-H, New York, NY 10016Partnership — Tildenrow Capital, LLCTosk, Inc.2672 Bayshore Pkwy., #507, Mountain View, CA 94043State or country in which incorporated — DelawareTru DarkNet Inc.86 Forsyth St., 6th Fl., New York, NY 10002State or country in which incorporated — DelawareTwo Cats Media, Ltd.20 W. 22nd St., Suite 605, New York, NY 10010UBS Financial Services Inc.1200 Harbor Blvd., Weehawken, NJ 07086State or country in which incorporated — DelawareUBS Global Asset Management (US) Inc.1285 Avenue of the Americas, 12th Fl., New York, NY 10019State or country in which incorporated — DelawareUBS Securities LLC677 Washington Blvd., Stamford, CT 06901VFF II FAF, L.P.150 California St., 19th Fl., San Francisco, CA 94111Partnership — Vista Foundation Fund II GP, LLCVista Foundation Fund II, L.P.150 California St., 19th Fl., San Francisco, CA 94111Partnership — Vista Foundation Fund II GP, LLCVista Foundation Fund II-A, L.P.150 California St., 19th Fl., San Francisco, CA 94111Partnership — Vista Foundation Fund II GP, LLCWhyttle, Inc.3138 Patterson St. NW, Washington, DC 20015State or country in which incorporated — DelawareWorkforce Partners III LLC231 Rivergate Dr., Wilton, CT 06987Yale Huntsville, LLC10 King St., Suite 102, White Plains, NY 10604Zelman Capital, LLP3333 Richmond Rd., Suite 340, Beachwood, OH 44122Partnership — Zelman Capital, LLCZenith Technologies, LLC505 NE. Spanish Trail, Boca Raton, FL 33432State or country in which incorporated — DelawareZero Gravity Solutions, Inc.190 NW. Spanish River Blvd., Suite 101, Boca Raton, FL 33431State or country in which incorporated — NevadaZiegler Capital Management Investment Trust20 N. Clark St., 34th Fl., Chicago, IL 60602-4109State or country in which incorporated — Delaware
