Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Bradford Drilling Associates XXX, L.P.1990 Main St., Suite 750, Sarasota, FL 34236Partnership — Bradford Energy Capital, LLCBrooklyn Wick, LLC260 Meserole St., Brooklyn, NY 11206State or country in which incorporated — New York limited liability companyCam Lo, L.P.Two Embarcadero Center, Suite 600, San Francisco, CA 94111Partnership — Cavalry Asset Management, L.P., general partnerCanaccord Wealth Management (USA) Inc.2200-609 Granville St., Vancouver, British Columbia, Canada V7Y 1H2State or country in which incorporated — MinnesotaCapControls, LLC100 Westwood Place, Suite 205, Brentwood, TN 37027State or country in which incorporated — TennesseeCavalry Technology Offshore Ltd.c/o Goldman Sachs Administration Services, Gardenia Court, Suite 3307, 45 Market St., Camana Bay, P.O. Box 896, KY1–1103, Cayman IslandsState or country in which incorporated — Cayman IslandsCeres Ranch No. 3 LLC400 7th St., Manhattan Beach, CA 90266C/V SPV 1 FSK, LPc/o Marino & Associates, P.C., 30 Glenn St., Suite 307, White Plains, NY 10603State or country in which incorporated — Delaware limited liability companyEssential Energy Services Ltd.250 2nd St. SW, Suite 1100, Calgary, Alberta, Canada T2P 0C1State or country in which incorporated — CanadaFarragut Mezzanine Partners III, LP11350 Random Hills Rd., Suite 800, Fairfax, VA 22030Partnership — Farragut Capital Partners, LLCFasttac, Inc.Five Brilliant Ave., Pittsburgh, PA 15215State or country in which incorporated — DelawareFirst Investors Financial Services Group, Inc.675 Bering Dr., Suite 710, Houston, TX 77057State or country in which incorporated — TexasFPRG VDR, LLC70 Jackson Dr., Cranford, NJ 07016State or country in which incorporated — TexasGSA Quantitative Futures Fund LimitedP.O. Box 309, Ugland House, S. Church St., George Town, Grand Cayman, Cayman Islands KY1-1104State or country in which incorporated — Cayman IslandsGSA Quantitative Futures Partners, L.P.c/o GlobeOp Financial Services, LLC, One South Rd., Harrison, NY 10548Partnership — GSA Capital Limited, general partnerHanKar Partners LP330 Madison Ave., Suite 928, New York, NY 10017Partnership — HanKar Partners GP, LLCHVPG Holdings I, LLCFour Tracey Court, Spring Valley, NY 10977State or country in which incorporated — New York limited liability companyINCA Latin American Fund, Ltd.c/o INCA Management, LLC, 8950 SW. 74th Court, Suite 1601, Miami, FL 33156Partnership — INCA Management, LLCINCA Latin American Offshore Fund, Ltd.c/o Butterfield Fulcrum Group (Cayman) Limited, Butterfield House, 68 Fort St., P.O. Box 609, Grand Cayman KY1-1107, Cayman IslandsState or country in which incorporated — Cayman IslandsInvestment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareJLP Credit Opportunity Cayman Fund Ltd.c/o Phoenix Investment Adviser LLC, 420 Lexington Ave., Suite 2225, New York, NY 10170State or country in which incorporated — Cayman IslandsJLP Defensive Credit Fund LPc/o Phoenix Capital Management LLC, 420 Lexington Ave., Suite 2225, New York, NY 10170Partnership — Phoenix Capital Management LLCJobbot Inc.1730 62nd St., Brooklyn, NY 11204State or country in which incorporated — New YorkJosephine Stage Company, L.P., The322 W. 57th St., Suite 24T, New York, NY 10019Partnership — KJW LLCKish Bancorp, Inc.4255 E. Main St., Belleville, PA 17004State or country in which incorporated — PennsylvaniaLSV International Small Cap Equity Fund, LP155 N. Wacker Dr., Suite 4600, Chicago, IL 60606Partnership — LSV Asset ManagementMark My Media, LLCSix Landmark Sq., 4th Fl., Stamford, CT 06901State or country in which incorporated — DelawareMEIP Capital I, LLC601 Lexington Ave., New York, NY 10022MEIP Philadelphia I Manager, LLC140 Broadway, 26th Fl., New York, NY 10005Minnwest Corporation14820 Hwy. 7, Suite 200, Minnetonka, MN 55345State or country in which incorporated — MinnesotaMIR Acquisition, Inc.800 Technology Dr., Ann Arbor, MI 48108State or country in which incorporated — DelawareProtea Biosciences, Inc.955 Hartman Run Rd., Morgantown, WV 26507State or country in which incorporated — DelawareQuad Capital Management, LLC110 Wall St., Suite 901, New York, NY 10005State or country in which incorporated — DelawareR.C. Temme CorporationP.O. Box 667, Woodland Hills, CA 91365State or country in which incorporated — CaliforniaSandgrain Securities, Inc.1050 Franklin Ave., Suite 302, Garden City, NY 11530State or country in which incorporated — New YorkSilver Lining Fund, L.P.1020 SE. 13th Terrace, Fort Lauderdale, FL 33316Partnership — Silver Lining Fund Management, LLCSilver Oak Services Partners II, L.P.1603 Orrington Ave., Suite 2050, Evanston, IL 60202Partnership — Silver Oak Services Partners II, L.P.Slalom, LLC821 Second Ave., Suite 1900, Seattle, WA 98104Partnership — Anthony M. Rojas, Bradford G. Jackson, Bryan J. WeeksStage 3 Properties, Inc.231 W. 16th St., Suite 5WR, New York, NY 10011State or country in which incorporated — DelawareStanphyl Capital Partners LP40 E. 89th St., 8D, New York, NY 10128Partnership — Stanphyl Capital GP, LLCT2 Qualified Fund, LPc/o T2 Partners Management, LLC, 767 Fifth Ave., 18th Fl., New York, NY 10153Partnership — T2 Partners Management, LLCTownes at University Pointe, LLC20283 State Rd. 7, Boca Raton, FL 33498Tripoint Global Equities, LLC17 State St., Suite 2000, New York, NY 10004State or country in which incorporated — MarylandT. Rowe Price International Funds, Inc./Emerging Markets Local Currency Bond Fund (Portfolio)100 E. Pratt St., Baltimore, MD 21202State or country in which incorporated — MarylandVertical U.S. Recovery Fund II, LLC700 Irvine Center Dr., Suite 150, Irvine, CA 92618State or country in which incorporated — CaliforniaWalton Heritage Woods, LP4800 N. Scottsdale Rd., Suite 4000, Scottsdale, AZ 85251Partnership — WHW GP, LLCWalton Heritage Woods Development, LP4800 N. Scottsdale Rd., Suite 4000, Scottsdale, AZ 85251Partnership — WHW GP, LLCWing Wings Restaurant Lower Haight LLC422 Haight St., San Francisco, CA 94117State or country in which incorporated — CaliforniaYale Evendale, LLC10 New King St., Suite 102, White Plains, NY 10604State or country in which incorporated — DelawareYIH IV, LLC230 Park Ave. S, Suite 1000, New York, NY 10169State or country in which incorporated — Delaware limited liability companyZPower, LLC4765 Calle Quetzal, Camarillo, CA 93012State or country in which incorporated — Delaware
