Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
169 St, LLC43-01 37th St., Long Island City, NY 11101Alterna Tax Certificate Fund II LP6600 N. Andrews Ave., Suite 282, Fort Lauderdale, FL 33309State or country in which incorporated — DelawareBHC Winton Fund IV, L.P.263 Tresser Blvd., Stamford, CT 06901-3239Partnership — BHC Winton Fund Management, L.L.C.Cavalry Capital Appreciation, L.P.One California St., Suite 3000, San Francisco, CA 94111Partnership — Cavalry Asset Management, L.P., general partnerCavalry Market Neutral, L.P.One California St., Suite 3000, San Francisco, CA 94111Partnership — Cavalry Asset Management, L.P., general partnerCavalry Market Neutral Offshore Ltd.c/o Goldman Sachs Administration Services, Gardenia Court, Suite 3307, 45 Market St., Camana Bay, P.O. Box 896, KY1-1103, Cayman IslandsState or country in which incorporated — Cayman IslandsCavalry Technology, L.P.One California St., Suite 3000, San Francisco, CA 94111Partnership — Cavalry Asset Management, L.P., general partnerCRTI Exempt Investors II, LLC75 NE. Sixth Ave., Suite 101, Delray Beach, FL 33483State or country in which incorporated — FloridaDirect Grid Technologies LLC131 Heartland Blvd., Edgewood, NY 11717drop.io Inc.68 Jay St., #413, Brooklyn, NY 11201State or country in which incorporated — DelawareGVC Capital, LLC5350 S. Roslyn St., #400, Greenwood Village, CO 80111State or country in which incorporated — ColoradoInnovative American Technology Inc.4800 Lyons Technology Pkwy., Suite 3, Coconut Creek, FL 33073State or country in which incorporated — DelawareInternational Assets Advisory, LLC300 S. Orange Ave., Suite 1100, Orlando, FL 32801State or country in which incorporated — FloridaJack Robie, Inc.90 Eldridge St., Suite 2, New York, NY 10002State or country in which incorporated — DelawareKilburn Media Fund, L.P.One Riverway, Suite 2020, Houston, TX 77056Partnership — Kilburn Management, L.P.Magnolia TC 2, LLC2301 Lucien Way, Suite 405, Maitland, FL 32751State or country in which incorporated — FloridaMetolius Diversified (US Feeder) Fund, LP120 E. Liberty Dr., Suite 220, Wheaton, IL 60187Partnership — Metolius Capital, LLCParkstone Capital Partners, LLCc/o Robinson & Cole LLP, 1055 Washington Blvd., Stamford, CT 06901Partnership — Parkstone Capital II, LLCPassco Capital, Inc.96 Corporate Park, Suite 200, Irvine, CA 92606State or country in which incorporated — CaliforniaPJC Merchant Banking Partners II, LLC800 Nicollet Mall, Suite 800, Minneapolis, MN 55402Partnership — PJC Capital Management, LLCPlaza 400 Owners Corp.400 E. 56th St., New York, NY 10022State or country in which incorporated — New YorkPro-Active HavRx BioFund, L.P.420 Lexington Ave., Suite 300, New York, NY 10170Partnership — Pro-Active HavRx Capital Management, LLCRMBS Oddlot Fund LP434 Mamaroneck Ave., Suite 102, Mamaroneck, NY 10543Partnership — RMBS Oddlot Fund GP LLCSapelo Fund, L.P.3050 Peachtree Rd., NW, Suite 200, Atlanta, GA 30305Partnership — GP - Pointer Capital, LLCSapelo Fund (Cayman), Ltd.S. Church St., George Town, Ugland House, P.O. Box 309, Grand Cayman KY1-1104State or country in which incorporated — Cayman IslandsStandard Capital - Residential Investment Fund, LLC6151 W. Century Blvd., Suite 300, Los Angeles, CA 90045Value For Americans, LLC22 Lawrence Ave., Suite 303, Smithtown, NY 11787State or country in which incorporated — New YorkWestmoreland Capital Corporation2350 N. Forest Rd., Suite 12A, Getzville, NY 14068State or country in which incorporated — New York
