Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Altair Capital I, LP598 Madison Ave., New York, NY 10022Partnership — Solaris Alternative Asset Management GP, LLCAmericaFirst Quantitative Trust8150 Sierra Colleage Blvd - Suite 290, Roseville, CA 95661State or country in which incorporated — New YorkAnalytixInsight Inc401 E. 80th St., #21D, New York, NY 10075State or country in which incorporated — DelawareAxiom Capital Management, Inc.780 Third Ave., New York, NY 10017State or country in which incorporated — DelawareBBH Wealth Strategies, LLC - Coatue Qualified Partners Series140 Broadway, New York, NY 10005Beacon Annuity Fund, LPc/o Beacon Annuity Fund GP, LLC, One Sound Shore Dr., Suite 104, Greenwich, CT 06830Partnership — Beacon Annuity Fund general partner, LLCBell HNW Fund V, LLC300 N. Greene St., Suite 1000, Greensboro, NC 27401State or country in which incorporated — Delaware limited liability companyBetrayal Broadway LLCc/o RudinPlay, Inc., c/o Joey Parnes Productions, 234 W. 44th St., Suite 800, New York, NY 10036State or country in which incorporated — Delaware limited liability companyBlackstone Advisory Partners L.P.345 Park Ave., New York, NY 10154Blue Tip Energy Partners Fund II, L.P.15810 Park Ten Place, Suite 160, Houston, TX 77084Partnership — Blue Tip Energy, LLCBounce Exchange, Inc.137 Varick St., 2nd Fl., New York, NY 10013State or country in which incorporated — DelawareBoyd Watterson Limited Duration Mid-Grade Fund, LLCc/o Boyd Watterson Asset Management, LLC, 1801 E. 9th St., Suite 1400, Cleveland, OH 44114State or country in which incorporated — DelawareBRG Petroleum, LLC7134 S. Yale, Tulsa, OK 74136State or country in which incorporated — DelawareBrookwood Securities Partners, LLC72 Cherry Hill Dr., Beverly, MA 01915Buell Prospect Partnership, LPNobles & Richards, Inc., 433 E. Las Colinas, Suite 800, Irving, TXPartnership — Prodigy Exploration, Inc.Cardax Pharma, Inc.2800 Woodlawn Dr., Suite 129, Honolulu, HI 96822State or country in which incorporated — DelawareCCA Investments Trust190 N. Canon Dr., Suite 402, Beverly Hills, CA 90210State or country in which incorporated — CaliforniaCenterview Capital Technology Fund, L.P.10 S. Wacker Dr., Suite 3175, Chicago, IL 60606Partnership — Centerview Capital Technology Fund GP, L.P.Centerview Capital Technology Fund-A, L.P.10 S. Wacker Dr., Suite 3175, Chicago, IL 60606Partnership — Centerview Capital Technology Fund GP, L.P.Chase Properties Retail Acquisition Fund II, LP3333 Richmond Rd., Suite 320, Beachwood, OH 44122Partnership — RAF II, LLCChina Car Parks Investment Fund L.P.c/o Genesis Trust & Corporate Services Ltd., 2nd Fl., Midtown Plaza, Elgin Ave., PO Box 448, Grand Cayman, Cayman Islands, KY1-1106Partnership — China Car Parks Investment Fund GP LimitedClariVest Emerging Markets Equity Fund, L.P.3611 Valley Centre Dr., Suite 100, San Diego, CA 92130Partnership — ClariVest Asset Management LLCColorado Financial Service Corporation304 Inverness Way S, Suite 355, Centennial, CO 80112State or country in which incorporated — ColoradoCPIV BCI Co-Investment LLC140 Broadway, New York, NY 10005CS Corpus Christi Associates, L.P.c/o CS Corpus Christi General, LLC, 910 Harvest Dr., Suite 105, Blue Bell, PA 19422Partnership — CS Corpus Christi General, LLCCupps Small Cap Growth Fund, LLC300 N. LaSalle Blvd., Suite 5425, Chicago, IL 60654State or country in which incorporated — Delaware limited liability companyDelanco Bancorp, Inc.615 Burlington Ave., Delanco, NJ 08705State or country in which incorporated — New JerseyDelta Growth Fund, L.P.Two Embarcadero Center, Suite 2200, San Francisco, CA 94111Partnership — Delta Growth Management, LLC, general partnerE1 US Fund LPc/o Evolution Capital Management LLC, 2425 Olympic Blvd., Suite 120E, Santa Monica, CA 90404Partnership — Evolution Capital Management LLCEmergency Medicine Scribe Systems, Inc.840 Apollo St., Suite 231, El Segundo, CA 90245State or country in which incorporated — DelawareEnCap Energy Capital Fund VIII Co-Investors, L.P.1100 Louisiana, Suite 4900, Houston, TX 77002Partnership — EnCap Equality Fund VIII GP, L.P.EnCap Energy Capital Fund VIII Co-Investors B, L.P.1100 Louisiana, Suite 4900, Houston, TX 77002Partnership — EnCap Equality Fund VIII Cayman GP, L.P.EnCap Energy Capital Fund VIII Co-Investors D, L.P.1100 Louisiana, Suite 4900, Houston, TX 77002Partnership — EnCap Equality Fund VIII GP, L.P.Encore Energy, Inc.2049 Century Park E, Suite 2690, Los Angeles, CA 90067State or country in which incorporated — CaliforniaEnservco Corporation501 S. Cherry St., Suite 320, Denver, CO 80246State or country in which incorporated — DelawareEntrepreneur Center LLC, The105 Maxess Rd., Suite 124, Melville, NY 11747Federal Refining IncSeven Commercial St., Hicksville, NY 11801State or country in which incorporated — New YorkFimeris Inc.Three Columbus Circle, Suite 1603, New York, NY 10023State or country in which incorporated — New YorkFlint and Tinder USA, Inc.State or country in which incorporated — DelawareForward Industries, Inc.477 S. Rosemary Ave., Suite 217-219, West Palm Beach, FL 33401State or country in which incorporated — New YorkFSEC2-1, LLC4925 Greenville Ave., Suite 1220, Dallas, TX 75206State or country in which incorporated — TexasFS Global Credit Opportunities Fund - ACira Centre, 2929 Arch St., Suite 675, Philadelphia, PA 19104State or country in which incorporated — DelawareFS Global Credit Opportunities Fund - DCira Centre, 2929 Arch St., Suite 675, Philadelphia, PA 19104State or country in which incorporated — DelawareGAM FCM Cat Bond Inc.George’s Court, 54-62 Townsend St., Dublin 2 IrelandState or country in which incorporated — British Virgin IslandsGracias Madre Weho, LLC8733 W. Sunset Blvd., Suite 205, West Hollywood, CA 90069Grasmere Macro Domestic Fund LP17885 Collins Ave., Unit 4501, Sunny Isle Beach, FL 33160State or country in which incorporated — DelawareGrasmere Macro Offshore Fund Ltd.17885 Collins Ave., Unit 4501, Sunny Isle Beach, FL 33160State or country in which incorporated — Cayman IslandsGresdo Capital Fund, L.P.c/o Gresdo Capital GP, LLC, 1350 Avenue of the Americas, 3rd Fl., New York, NY 10019Partnership — Gresdo Capital GP, LLCGriffin Capital (Nashville) Investors, DSTc/o Griffin Capital Corporation, 2121 Rosecrans Ave., Suite 3321, El Segundo, CA 90245Haley Securities, Inc.10703 J. St., Suite 102, Omaha, NE 68127State or country in which incorporated — NebraskaHandelsbanken Markets Securities Inc.875 Third Ave., 4th Fl., New York, NY 10022State or country in which incorporated — DelawareHarren Investors III, L.P.200 Garrett St., Suite F, Charlottesville, VA 22902Partnership — Harren Advisors III, L.P.Hew-Tex/Franks Field Joint Venture (Hew-Tex Oil and Gas Corp. Venture Manager)11222 Richmond Ave., Suite 190, Houston, TX 77082State or country in which incorporated — TexasHomeTown Bankshares Corporation202 S. Jefferson St., Roanoke, VA 24011State or country in which incorporated — VirginiaHonest Weight Food Cooperative, Inc.100 Watervliet Ave., Albany, NY 12206State or country in which incorporated — New YorkImmunomic Therapeutics, Inc.1214 Research Blvd., Suite 201, Hershey, PA 17036State or country in which incorporated — DelawareIndustrial Property Trust Inc.518 Seventeenth St., 17th Fl., Denver, CO 80202State or country in which incorporated — MarylandInformatics in Context, Inc.One Post Office Square, Suite 3600, Boston, MA 02108State or country in which incorporated — DelawareInterleukin Genetics, Inc.135 Beaver St., Waltham, MA 02452State or country in which incorporated — DelawareInterval Fund, L.P.527 Madison Ave., 6th Fl., New York, NY 10022Partnership — Interval Capital, LLCInvestment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareJAK Native, Inc.P.O. Box 230430, Encinitas, CA 92023State or country in which incorporated — CaliforniaKeefe, Bruyette & Woods, Inc.787 7th Ave., 4th Fl., New York, NY 10019State or country in which incorporated — New YorkLC Multi-Family Opportunities Fund (JRK), LLCc/o First Republic Investment Management, Inc., 1888 Century Park E, Los Angeles, CA 90067-1702LC Multi-Family Opportunities Fund II (ROC | Bridge), LLCc/o First Republic Investment Management, Inc., 1888 Century Park E, Los Angeles, CA 90067-1702LI Global Partners, LP10 E. 53rd St., 31st Fl., New York, NY 10022Partnership — Li Global Advisors, LLCMCM Diversified Futures, LP30 S. Wacker Dr., Suite 1600, Chicago, IL 60606Partnership — Triad Trading, LLCMCM Eleven, LP30 S. Wacker Dr., Suite 1600, Chicago, IL 60606Partnership — Promus Asset Management, LLCMCM Fund, LP30 S. Wacker Dr., Suite 1600, Chicago, IL 60606Partnership — Promus Asset Management, LLCMMA Pan Asia Fund I, L.P.Maples Corporate Services Limited, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsPartnership — MMA Pan Asia Fund I GP, LLCMobSoc Media LLC855 Folsom St., #523, San Francisco, CA 94107State or country in which incorporated — CaliforniaMonarch Community Bancorp, Inc.375 N. Willowbrook, Coldwater, MI 49036State or country in which incorporated — MarylandNanoAntibiotics, Inc.9511 Collins Ave., #807, Surfside, FL 33154State or country in which incorporated — NevadaNetwork 1 Financial Services, Inc.Two Bridge Ave., Suite 241, Red Bank, NJ 07701State or country in which incorporated — DelawareNew Harbor Capital Fund, LP10 S. Wacker Dr., Suite 3175, Chicago, IL 60606Partnership — New Harbor Capital Fund GP, LPNextt, Inc.613 Williamson St., Suite 202, Madison, WI 53703State or country in which incorporated — DelawareNipun Asia Total Return Offshore Fund, Ltd.c/o Conifer Fund Services LLC, One Ferry Bldg., Suite 255, San Francisco, CA 94111State or country in which incorporated — Cayman IslandsNXT Capital Senior Loan Fund II, LPClifton House, 75 Fort St., P.O. Box 1350, Grand Cayman, Cayman Islands KY1-1108Partnership — NXT Capital Senior Loan Fund II GP, LLCNXT Capital Senior Loan Fund II Feeder Fund, LPClifton House, 75 Fort St., P.O. Box 1350, Grand Cayman, Cayman Islands KY1-1108Partnership — NXT Capital Senior Loan Fund II GP, LLCOSM Environmental, Inc.P.O. Box 207, Aurora, NY 13026State or country in which incorporated — New YorkPassco Capital, Inc.96 Corporate Park, Suite 200, Irvine, CA 92606State or country in which incorporated — CaliforniaPaulson Partners Premium LP1251 Avenue of the Americas, New York, NY 10020Partnership — Paulson Advisers II LLCPCCP ECIF, LLC222 N. Sepulveda Blvd., Suite 2222, El Segundo, CA 90245State or country in which incorporated — DelawarePEG USA Project 1, LLC121 2nd Ave. NW, Le Mars, IA 51031Penumbra Fund III | LLC325 Miron Dr., Suite 130, Southlake, TX 76092State or country in which incorporated — TexasPNC Real Estate Tax Credit Capital Institutional Fund 51 Limited Partnership121 SW. Morrison St., Suite 1300, Portland, OR 97204-3143Partnership — PNC Real Estate Tax Credit Capital Fund 51, Inc.Poetic Holdings IV LLC575 Eighth Ave., 16th Fl., New York, NY 10018State or country in which incorporated — New YorkPriority Senior Secured Income Fund, Inc.10 E. 40th St., 44th Fl., New York, NY 10016State or country in which incorporated — MarylandPVL Capital Management, L.P.2100 Brookwood, Shawnee Mission, KS 66208Partnership — PVL Capital Management GP, LLCQuarterSpot, Inc.145 Rte. 46 W, Suite 304, Wayne, NJ 07470State or country in which incorporated — DelawareR-Health, LLC725 Spring Ave., Elkins Park, PA 19027Salient MLP Total Return Fund, L.P.4265 San Felipe, 8th Fl., Houston, TX 77027Partnership — Salient MLP GP, LLCSearchCore, Inc.26497 Rancho Pkwy. S, Lake Forest, CA 92630State or country in which incorporated — NevadaSentio Healthcare Properties, Inc.189 S. Orange Ave., Suite 1700, Orlando, FL 32801State or country in which incorporated — MarylandSF Capital LLCP.O. Box 9147, Greensboro, NC 27429Skillz Inc. (f/k/a Skillz LLC)Rocketspace FL 1, 181 Fremont St., San Francisco, CA 94105State or country in which incorporated — DelawareSummit Water Equity Fund, LPc/o Summit Global Management, Inc., 9191 Towne Centre Dr., Suite 210, San Diego, CA 92122Partnership — Summit Global Management, Inc.Taglich Brothers, Inc.275 Madison Ave., Suite 1618, New York, NY 10016State or country in which incorporated — New YorkTCM US Long Short Equity Fund LP301 Battery St., 2nd Fl., San Francisco, CA 94111Partnership — Tour Capital Management, LLCThoma Bravo Special Opportunities Fund I, L.P.300 N. LaSalle St., Suite 4350, Chicago, IL 60654Partnership — TB Partners Special Opportunities I, L.P.Triton Real Estate ND LP350 Madison Ave., Suite 20B, New York, NY 10017Partnership — Triton Real Estate Investments LLCTWG Securities, Inc.175 W. Jackson Blvd., 11th Fl., Chicago, IL 60604State or country in which incorporated — DelawareUBID Holdings, Inc.740 Hilltop Dr., Itasca, IL 60143State or country in which incorporated — DelawareUnited Insurance Company, USA, Ltd.76 Saint Paul St., Suite 500, Burlington, VT 05401State or country in which incorporated — VermontViewpost Holdings, LLC (f/k/a Viewpost, LLC)2600 Lucien Way, Suite 100, Maitland, FL 32751State or country in which incorporated — FloridaVisus Technology, Inc.8221 Omni Ct., Las Vegas, NV 89117State or country in which incorporated — DelawareVital Twist Investors LLC7101 Wisconsin Ave., Suite 1210, Bethesda, MD 20814Wealth Access, Inc.112 30th Ave. N, Nashville, TN 37203State or country in which incorporated — DelawareWhite Oak Partners Fund I, L.P.c/o White Oak Partners, LLC, 88 Kearny St., 4th Fl., San Francisco, CA 94108Partnership — White Oak Partners, LLCXO Markets Holdings, Inc.18100 Upper Bay Rd., Suite 150, Houston, TX 77058State or country in which incorporated — DelawareYiheng Capital Partners II, L.P.One Montgomery St., Suite 3450, San Francisco, CA 94104Partnership — Yiheng Capital, LLC
