Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Allen Konrad Asset Management Corp.6600 N. Andrews Ave., Suite 130, Fort Lauderdale, FL 33309State or country in which incorporated — FloridaAmerican Money Management Funds14249 Rancho Santa Fe Farms Rd., Rancho Santa Fe, CA 92067State or country in which incorporated — OhioAudax Private Equity Fund III, L.P.101 Huntington Ave., Boston, MA 02199Partnership — Audax Private Equity Business III, L.P.Beacon Communities Fund I Limited Partnership150 Federal St., 5th Fl., Boston, MA 02110Partnership — BCF General Partner I LLCBelvedere SoCalOne Maritime Plaza, Suite 825, San Francisco, CA 94111State or country in which incorporated — CaliforniaBroadspot World Wireless, Inc.615 Esplanade, Suite 304, Redondo Beach, CA 90277State or country in which incorporated — NevadaCalifornia News Tech1209 -16th St., Suite 200, Nashville, TN 37212State or country in which incorporated — NevadaCapital Pacific Bancorp805 SW. Broadway, Suite 780, Portland, OR 97205State or country in which incorporated — OregonCBA Pharma, Inc.670 Perimeter Dr., Lexington, KY 40517State or country in which incorporated — DelawareCelsia Technologies, Inc.1395 Brickell Ave., Suite 800, Miami, FL 33131State or country in which incorporated — NevadaCenterlight Core Multistrategy Fund, LPc/o Centerlight GP, LLC, Harborside, Three River Rd., Greenwich, CT 06807Partnership — Centerlight GP, LLC, general partnerCenterlight Core Multistrategy Offshore Fund, Ltd.c/o Citco Fund Services Limited, Windward 1, 2nd Fl., Regatta Office Park, W. Bay Rd., P.O. Box 31106, Grand Cayman, Cayman Islands KY1-1205State or country in which incorporated — Cayman IslandsCIP Leveraged Fund Advisors, LLC1920 Main St., Suite 400, Irvine, CA 92614CNL Senior Housing VI, LLCCNL Center at City Commons, 450 S. Orange Ave., Orlando, FL 32801Partnership — CNL Senior Housing VI Member, LLCCode Red, Inc.One Federal St., 9th Fl., Boston, MA 02110State or country in which incorporated — MassachusettsConrerstone Private Equity Fund, Inc.1920 Main St., Suite 400, Irvine, CA 92614State or country in which incorporated — MarylandCP Capital Patners, L.P.627 Drexel Ave., Glencoe, IL 60022Partnership — CP Capital Advisors, L.L.C.Fairfield Icahn Partners, L.P.c/o Citco Fund Services (Europe) B.V., Telestone 8-Teleport, Naritaweg 165, Amsterdam 1043 BW, The NetherlandsPartnership — Fairfield Greenwich Advisors, LLCFixed Rate Funding, Inc.26497 S. Rancho Parkway, Lake Forest, CA 92630State or country in which incorporated — NevadaFutures Portfolio Fund, LP2099 Gaither Rd., Suite 200, Rockville, MD 20850Partnership — Steben & CompanyGartmore Mutual Funds—Gartmore Small Cap Growth Opportunities Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219State or country in which incorporated — DelawareGlenmont Venture Capital Management GP, LLC54 State St., Suite 110, Albany, NY 12207Grace Restaurant Partners II, LPSun Trust Center, Suite 1850, 200 S. Orange Ave., Orlando, FL 32801Partnership — Grace Restaurant Partners II, LLCGreenwich Advisors Trust—Greenwich Advisors India Select Fund3435 Stelzer Rd., Columbus, OH 43219-8012State or country in which incorporated — OhioHalal Premium Foods, LLCP.O. Box 286, Randolph, NY 14772HAM Long/Short Fund, LPc/o Holden Management, LLC, 1370 Avenue of the Americas, Suite 2400, New York, NY 10019Partnership — Holden Management, LLC, general partnerHAM Long/Short Offshore Fund, Ltd.c/o Queensgate Bank & Trust Company Ltd., P.O. Box 30464, 103 Harbour Place, 5th Fl., S. Church St., George Town, Grand Cayman, Cayman Islands KY1-1202State or country in which incorporated — Cayman IslandsHAM Short Biased Fund, LPc/o Holden Capital Management, LLC, 1370 Avenue of the Americas, Suite 2400, New York, NY 10019Partnership — Holden Capital Management, LLC, general partnerHAM Short Biased Offshore Fund, Ltd.c/o Queensgate Bank & Trust Company Ltd., P.O. Box 30464, 103 Harbour Place, 5th Fl., S. Church St., George Town, Grand Cayman, Cayman Islands KY1-1202State or country in which incorporated — Cayman IslandsHarvey's Collectibles, Inc.14241 SW. 92nd Ave., Miami, FL 33176State or country in which incorporated — FloridaINI Power Systems, Inc.175 Southport Dr., Suite 100, Morrisville, NC 27560State or country in which incorporated — DelawareIVYREHAB Network, Inc.550 Mammaroneck Ave., Suite 200, Harrison, NY 10528State or country in which incorporated — DelawareJBL's Diversified Fund, I L.L.C.228 Brinton Court, Lexington, SC 29072Partnership — Lane Capital Management, LLCKKR Global Markets LLC9 W. 57th St., Suite 4200, New York, NY 10019State or country in which incorporated — DelawareLinkExperts, Inc.118 E. 28th St., Suite 601, New York, NY 10016State or country in which incorporated — DelawareLongview Apartments, LLC9 Union Park, #1, Boston, MA 02118State or country in which incorporated — DelawareLSY, Inc d/b/a American Investors Company, Inc.2682 Bishop Dr., Suite 123, San Roman, CA 94583State or country in which incorporated — CaliforniaMagna Resources BD # 34—Frietsch #5 Joint VentureCampbell Centre II, 8150 N. Central Expwy., #1700, Dallas, TX 75206Marshall Funds, Inc.111 E. Kilbourn Ave., Suite 200, Milwaukee, WI 53202State or country in which incorporated — WisconsinModstream, Inc.331 W. 57th St., Suite 197, New York, NY 10019State or country in which incorporated — DelawareMS Financial, Inc.23970 59 U.S. North, Kingwood, TX 77339State or country in which incorporated — TexasNumeric World Market Neutral Offshore Fund I Ltd.One Memorial Dr., 9th Fl., Cambridge, MA 02142State or country in which incorporated — British Virgin IslandsOmnimmune Corp.4600 Post Oak Place, Suite 352, Houston, TX 77027State or country in which incorporated — TexasPar-Four Fund, L.P.50 Tice Blvd., Woodcliff Lake, NJ 07677Partnership — Par-Four Investment, LLCPersistent Edge Asia Partners, L.P.580 California St., Suite 2040, San Francisco, CA 94104Partnership — Persistent Edge Capital Management, LLCPill Crusher Ventures, LLCc/o First Wave, 701 Ellicott St., Buffalo, NY 14203State or country in which incorporated — DelawarePinnacle Medina Properties, LLC3102 Maple Ave., Suite 450, Dallas, TX 75201Plains, LLC, The407 Taylor Rd., Honeoye Falls, NY 14472State or country in which incorporated — New York, limited liability companyQBridge China Fundc/o Walkers SPV Limited, Walker House, 87 Mary St., George Town, Grand Cayman, Cayman Islands KY1-9002Partnership — QBridge Investment Management LimitedQF Holdings, LLC320 W. 46th St., Miami Beach, FL 33140Partnership — Innovo Capital, LLCQuadrangle Equity Investors Ltd.c/o International Fund Services (Ireland) Limited, Third Fl., Bishop's Square, Redmond's Hill, Dublin 2, IrelandState or country in which incorporated — Cayman IslandsRockrose Capital, L.P.9595 Wilshire Blvd., Suite 900, Beverly Hills, CA 90212Partnership — Rockrose Capital Management, LLCRyan Beck & Co., Inc.18 Columbia Tpke., Florham Park, NJ 07932State or country in which incorporated — New JerseySandstone Capital India Fund LP177 Milk St., First Fl., Boston, MA 02109Partnership — Sandstone Capital LLCSleepy Hollow Bancorp, Inc.49 Beekman Ave., Sleepy Hollow, NY 10591State or country in which incorporated — DelawareSteeplechase Master Fund Ltd.c/o Ogier Fiduciary Services Limited, Queensgate House, S. Church St., P.O. Box 1234GT, Grand Cayman, Cayman Islands KY1-1108State or country in which incorporated — Cayman Islands, exempted companyStonebrook Alternative Beta Fund I, LP, The17 State St., 7th Fl., New York, NY 10004Partnership — Stonebrook Structured Products, LLCStonebrook Alternative Beta Fund II, LP, The17 State St., 7th Fl., New York, NY 10004Partnership — Stonebrook Structured Products, LLCTasteindex.com LLCc/o Daniel Gluck, 233 Fifth Ave., Suite 3B, New York, NY 10016Titan Energy Worldwide, Inc.311 4th Ave., Suite 317, San Diego, CA 92101State or country in which incorporated — NevadaTrue Value Company8600 W. Bryn Mawr Ave., Chicago, IL 60631-3505State or country in which incorporated — DelawareViper Capital Partners, Ltd.4365 Lynx Paw Trail, Valrico, FL 33594Partnership — Viper Capital Management, LLCWorld Commodity FundP.O. Box 468507, Atlanta, GA 31146State or country in which incorporated — OhioXP Power Ltd401 Commonwealth Dr., #02-02, Haw Par Technocentre, Lobby B, Singapore 149598State or country in which incorporated — SingaporeZafeSoft, Inc.103 Mojonera Court, Los Gatos, CA 95032State or country in which incorporated — Delaware
