Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
ALPS Distributors, Inc.1290 Broadway, Suite 1100, Denver, CO 80203
State or country in which incorporated — ColoradoClay Cove Urbana I, LLC80 Exchange St., Suite 30, Portland, ME 04101
Partnership — Clay Cove Capital, LLCCrude Royalties, LLC1910 Pacific Ave., Suite 7000, Dallas, TX 75201
State or country in which incorporated — TexasERB Arbitrage Opportunity LTD.c/o Murray LLP, 305 Broadway, 7th Fl., New York, NY 10007
State or country in which incorporated — British Virgin IslandsERB Arbitrage Opportunity Fund LPc/o Murray LLP, 305 Broadway, 7th Fl., New York, NY 10007
Partnership — ERB Capital Management, LLCForeside Fund Services LLC1560 Sherman Ave., Suite 960, Evanston, IL 60201
State or country in which incorporated — DelawareHKW Capital Partners IV-B, L.P.420 Lexington Ave., Suite 402, New York, NY 10170
Partnership — HKW Management IV, L.P.HudCo Real Estate III (Americas), L.P.2711 N. Haskell Ave., Suite 1800, Dallas, TX 75204
Partnership — HudCo RE III (Americas), LLC, general partnerHudson Housing Tax Credit Fund LXII LLC630 Fifth Ave., 28th Fl., New York, NY 10111Invesco Distributors, Inc.P.O. Box 4739, Houston, TX 77210
State or country in which incorporated — DelawareKBA2 Inc.400 Treat Ave., Suite E, San Francisco, CA 94110
State or country in which incorporated — DelawareOpia Holdings, Inc.1111 Light St., 4th Fl., Baltimore, MD 21230
State or country in which incorporated — DelawareStructural Capital Investors I, LPOne Market St., 35th Fl., San Francisco, CA 94105
Partnership — Structural Capital Management Company GP II, LLCValenTx, Inc.5464 Carpinteria Ave., Suite G, Carpinteria, CA 93013
State or country in which incorporated — DelawareYew Tree Investment Fund PLC33 Sir John Rogerson's Quay, Dublin 2, Ireland
State or country in which incorporated — Ireland