Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
08 Flatter/Slammin' Lil, LLC800 Arbor Dr. N, Louisville, KY 40223Alloy Capital Offshore Fund, Ltd.1120 Avenue of the Americas, Suite 1808, New York, NY 10036State or country in which incorporated — Cayman IslandsAlloy Fund, L.P.1120 Avenue of the Americas, Suite 1808, New York, NY 10036State or country in which incorporated — DelawareAlloy Partners Fund II, L.P.1120 Avenue of the Americas, Suite 1808, New York, NY 10036State or country in which incorporated — DelawareAmerican Funds Distributors, Inc.333 S. Hope St., Los Angeles, CA 90071State or country in which incorporated — CaliforniaAmerican Modular Power LLC4800 Lyons Tech Pkwy., #3, Coconut Creek, FL 33073State or country in which incorporated — FloridaAnythingit Inc.17-09 Zink Place, Fair Lawn, NJ 07410State or country in which incorporated — DelawareCallie Films, LLCSix Mills St., Westport, CT 06880State or country in which incorporated — New YorkClean Tech Innovations, Inc.C District, Maoshan Industrial Park, Tieling Economic Development Zone, Tieling, Liaoning Province, China 112616State or country in which incorporated — NevadaColchester Global Real Return Bond Fund Limited, The450 Park Ave., Suite 2304, New York, NY 10022State or country in which incorporated — BermudaColchester Local Markets Debt Fund (Bermuda) Limited, The450 Park Ave., Suite 2304, New York, NY 10022State or country in which incorporated — BermudaCQS Asia Feeder Fund LimitedP.O. Box 309GT, Ugland House, S. Church St., George Town, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsCQS Capital Structure Arbitrage Feeder Fund LimitedP.O. Box 309GT, Ugland House, S. Church St., George Town, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsCQS Credit Long Short Feeder Fund LimitedP.O. Box 309GT, Ugland House, S. Church St., George Town, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsCQS Directional Opportunities Feeder Fund LimitedP.O. Box 309GT, Ugland House, S. Church St., George Town, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsDelivery Technology Solutions, Inc.751 Park of Commerce Dr., Suite 112, Boca Raton, FL 33487State or country in which incorporated — FloridaEffrx Pharmaceuticals SAAvenue de Theatre One, c/o KPMG SA Lausanne, SwitzerlandState or country in which incorporated — SwitzerlandEquity Bancshares, Inc.7701 E. Kellogg Dr., Suite 200, Wichita, KS 67207State or country in which incorporated — KansasFincap LLC901 S. Bond St., Suite 400, Baltimore, MD 21231State or country in which incorporated — DelawareGemini Investors V, L.P.20 William St., Suite 250, Wellesley, MA 02481Partnership — James J. Goodman and Gemini GP V, LLC, general partnerGreen Bancorp, Inc.4000 Greenbriar, Houston, TX 77098State or country in which incorporated — TexasInnovlmmune Biotherapeutics, Inc.57 Front St., Suite 703, Brooklyn, NY 11201State or country in which incorporated — DelawareIntegrated Nano-Technologies, LLC999 Lehigh Station Rd., Henrietta, NY 14467State or country in which incorporated — New YorkJMM Fuelco LLCFour Dolma Rd., Scarsdale, NY 10583State or country in which incorporated — New YorkLakefront Partners, LPc/o CapitalWorks LFP, LLC, 1111 Superior Ave., Suite 970, Cleveland, OH 44114Partnership — CapitalWorks LFP, LLCLane Capital Markets, LLC2425 Post Rd., Southport, CT 06890-1267State or country in which incorporated — ConnecticuttMatrix Capital Group, Inc.630 A Fitzwatertown Rd., Second Fl., Willow Grove, PA 19090State or country in which incorporated — New YorkMesa West Real Estate Income Fund II (PF-1), L.P.11755 Wilshire Blvd., Suite 1670, Los Angeles, CA 90025Partnership — Mesa West Real Estate Income Fund II GP, LLCNatcore Technology Inc.87 Maple Ave., Red Bank, NJ 07701State or country in which incorporated — CanadaNational Molding - Duraflex, LLC14427 NW. 60th Ave., Miami Lakes, FL 33014National Securities Corporation330 Madison Ave., New York, NY 10017State or country in which incorporated — WashingtonNIKKO AM World Bank Green Fund110 route d'Arlon L-2991 LuxembourgState or country in which incorporated — LuxembourgNorthlight European Fundamental Credit Fund L.P.Maples Corporate Services Limited, P.O. Box 309, Ugland House, S. Church St., George Town, Grand Cayman, Cayman Islands KY1-1104Partnership — Northlight Capital GCINY Fuel Holdings, LLC25 Saint Charles St., Thornwood, NY 10594State or country in which incorporated — DelawareOCA Real Estate Opportunities Fund I LPc/o OCA Partners LLC, 485 Lexington Ave., 24th Fl., New York, NY 10017Partnership — OCA Partners LLCPablo Escobar Films, LP3675 Rainbow Blvd., Suite 107-600, Las Vegas, NV 89103Partnership — Pablo Escobar, LLCPerpetual Energy Inc.605 Fifth Ave. SW, Suite 3200, Calgary, Alberta T2P 3H5 CanadaState or country in which incorporated — CanadaPFC-LJM Fund, L.P.5525 SW. Woods Court, Portland, OR 97221Partnership — LJM Partners LLC and Pacific Futures and Capital LLCPFS Funds100 E. Cook Ave., Libertyville, IL 60048State or country in which incorporated — MassachusettsPiedmont Senior Living, LLCOne Golf Course Rd., Owings Mills, MD 21117Polar Capital European Conviction Fund Limitedc/o Citi Hedge Fund Services (Ireland) Limited, One George's Quay Plaza, George's Quay, Dublin 2 IrelandState or country in which incorporated — Cayman IslandsProsetta Bioconformatics Inc.670 Fifth St., San Francisco, CA 94107State or country in which incorporated — DelawarePV Growth Fund, L.P.20555 N. Pima Rd., Suite 100, Scottsdale, AZ 85255Partnership — PV Advisors GP, LLCRidge Logic Development, LLC609 Dingens St., Buffalo, NY 14206State or country in which incorporated — New YorkRMZ Development LLC401 Second Ave., Apt. 17F, New York, NY 10010Samson Multicurrency Plus Fund LLCc/o Samson Capital Advisors LLC, 600 Lexington Ave., 20th Fl., New York, NY 10022Santo Spirits, Inc.4015 Guadalupe St., Austin, TX 78751State or country in which incorporated — TexasSeaport Capital Partners IV SBIC, L.P.One Seaport Plaza, 199 Water St., 20th Fl., New York, NY 10038Partnership — Seaport Investment Partners IV SBIC, L.P.SRG Fuelco LLC237 Mamaroneck Ave., White Plains, NY 10605State or country in which incorporated — New YorkSummit Apartments, LLCc/o Midway Investors, 200 Park Ave. S, Suite 1705, New York, NY 10003T. Rowe Price Institutional International Funds, Inc.—T. Rowe Price Institutional Concentrated Int'l Equity Fund100 E. Pratt St., Baltimore, MD 21202State or country in which incorporated — MarylandTriangle Peak Partners Global Allocation, LPCarmel Plaza, Suite 305, Carmel, CA 93921Partnership — Triangle Peak Partners Global Allocation GP, LLCUCM Opportunities Mortgage Strategy Fund, L.P.52 Vanderbilt Ave., New York, NY 10017Partnership — Utendahl Investment Partners II, LLCU.S. Bank Municipal Securities Group461 Fifth Ave., 19th Fl., New York, NY 10017State or country in which incorporated — United StatesVasomedical, Inc.180 Linden Ave., Westbury, NY 11590State or country in which incorporated — DelawareWalton Barrow Landing, LP4800 N. Scottsdale Rd., Suite 4000, Scottsdale, AZ 85251Partnership — Walton BL GP, LLCWalton Barrow Landing Development, LP4800 N. Scottsdale Rd., Suite 4000, Scottsdale, AZ 85251Partnership — Walton BL GP, LLCWhitebox Small Cap Long Short Equity Fund, L.P.3033 Excelsior Blvd., Suite 300, Minneapolis, MN 55416Partnership — Whitebox Small Cap Long Short Equity Advisors, LLCWhitebox Small Cap Long Short Equity Fund, Ltd.3033 Excelsior Blvd., Suite 300, Minneapolis, MN 55416State or country in which incorporated — British Virgin IslandsWoodbury Strategic Partners Fund, L.P.c/o WSP Truffles L.L.C., 2733 E. Parleys Way, Suite 300, Salt Lake City, UT 84109Partnership — WSP Truffles L.L.C.World Point Holdings, Inc.8235 Forsyth Blvd., Suite 400, St. Louis, MO 63105State or country in which incorporated — Delaware
