Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
06 Forest Camp/Hope's Diamond, LLC800 Arbor Dr. N, Louisville, KY 40223Angel Ventures, LLC63 Washington St., Attn.: Philip Shatz, Poughkeepsie, NY 12601State or country in which incorporated — New YorkAnthion Master Fund, L.P.c/o Morgan Stanley Fund Services (Cayman) Ltd., Cricket Sq., 2nd Fl., Boundary Hall, Hutchins Dr., P.O. Box 2681, Grand Cayman, KY1–1111 Cayman IslandsPartnership — Anthion Capital GP, LLC, general partnerAnthion Offshore Fund, Ltd.c/o Morgan Stanley Fund Services (Cayman) Ltd., Cricket Sq., 2nd Fl., Boundary Hall, Hutchins Dr., P.O. Box 2681, Grand Cayman, KY1–1111 Cayman IslandsState or country in which incorporated — Cayman IslandsAnthion Partners, LPc/o Anthion Capital GP, LLC, 25 W. 53rd St., 14th Fl., New York, NY 10019Partnership — Anthion Capital GP, LLC, general partnerApplied Logic, Inc.1432 Strassner Dr., St. Louis, MO 63144State or country in which incorporated — DelawareAraize, Inc.130 Iowa Lane, Suite 102, Cary, NC 27511State or country in which incorporated — North CarolinaArtio Group Trust 330 Madison Ave., New York, NY 10017Atlas Fundamental Trading Fund, L.P.135 E. 57th St., 27th Fl., New York, NY 10022Partnership — Balyasny Capital Management, LLCAxela Baltimore Holdings, LLC333 W. Wacker Dr., Suite 1600, Chicago, IL 60606Axela Baltimore Investors, LLC333 W. Wacker Dr., Suite 1600, Chicago, IL 60606Azimuth Unlimited, LLCc/o Jongsoo Kim, 2816 NE. 21st Court, Fort Lauderdale, FL 33305Banc of America Finance Services, Inc.Nine W. 57th St., New York, NY 10019State or country in which incorporated — DelawareBanc of America Investment Services, Inc.100 S. Tryon St., 33rd Fl., Charlotte, NC 28255State or country in which incorporated — North CarolinaBlackbird Corporation300 71st St., Suite 500, Miami Beach, FL 33141State or country in which incorporated — FloridaBoliven LLC488 Madison Ave., 18th Fl., New York, NY 10022Brown (RI) Investment Company, LLC129 Truman Dr., Cresskill, NJ 07626Business Intelligence International, Inc.720 Providence Rd., Loman Hall, Malvern, PA 19355State or country in which incorporated — DelawareCalamos Financial Services, LLC2020 Calamos Court, Naperville, IL 60563State or country in which incorporated — DelawareCaltius Partners Executive IV, LP11766 Wilshire Blvd., Suite 850, Los Angeles, CA 90025Partnership — CP IV, LPCarter Securities, LLC725 Fifth Ave., 24th Fl., New York, NY 10022State or country in which incorporated — New York limited liability companyCerebellum Alpha Fund, L.P.268 Bush St., #3200, San Francisco, CA 94104Partnership — Cerebellum GP, LLCContext Web, Inc.22 Cortlandt St., 9th Fl., New York, NY 10007State or country in which incorporated — DelawareCritterPix, Inc.25 Magnolia Ave., #5, San Anselmo, CA 94960State or country in which incorporated — CaliforniaCrossRate Technology, LLC15 Pine Dr., Standish, Maine 04084State or country in which incorporated — Maine limited liability companyCypress Energy, LPc/o Cypress Energy GP, LP, 302 Shasta Dr., Houston, TX 77024Partnership — Cypress Energy GP, LPDalton Distressed Mortgage Fund LP12424 Wilshire Blvd., Suite 600, Los Angeles, CA 90025Partnership — Dalton Investments LLCDalton Distressed Mortgage Fund LTD12424 Wilshire Blvd., Suite 600, Los Angeles, CA 90025Partnership — Dalton Investments LLCDavid S. ForbesTwo N. Cascade Ave., Suite 720, Colorado Springs, CO 80903State or country in which incorporated — ColoradoDebugLive.com, Inc.1005 A St., Suite 405, San Rafael, CA 94901State or country in which incorporated — DelawareDLS Global Value Fund, LPc/o DLS Capital Management, LLC, 2275 Half Day Rd., Suite 135, Bannockburn, IL 60015Partnership — DLS Capital Management, LLCDLS Global Value Fund, Ltd.c/o Appleby Trust (Cayman) Ltd., Clifton House, 75 Fort St., PO Box 1350, Grand Cayman KY1-1108, Cayman IslandsState or country in which incorporated — Cayman IslandsDouglas Scott Securities, Inc.101 W. Renner Rd., Suite 480, Richardson, TX 75082State or country in which incorporated — TexasDriftwood Ventures, Inc.2121 Avenue of the Stars, Suite 2550, Los Angeles, CA 90067State or country in which incorporated — DelawareEmerald Dairy Inc.11990 Market St., Suite 205, Reston, VA 20190State or country in which incorporated — NevadaEmerson Farm Investments, Ltd.1215 Old Bethany Rd., Allen, TX 75013Partnership — Emerson Farm Company General Partner, Ltd.ENB Financial Corp31 E. Main St., P.O. Box 457, Ephrata, PA 17522State or country in which incorporated — PennsylvaniaFFB Asset Management, L.P.169 Patricia Place, Clifton, NJ 07012Partnership — FFB Financial, LLCFluid Capital Partners, LPc/o Fluid Capital Management LLC, 3258 Harrington Dr., Boca Raton, FL 33496Partnership — Fluid Capital, LLCFranklin California Tax-Free Income Fundc/o Legal/Blue Sky Department, One Franklin Pkwy., San Mateo, CA 94403–1906State or country in which incorporated — DelawareGemini Johnstown Galleria, LLC200 Park Ave. S, Suite 1305, New York, NY 10003Gemini Johnstown Galleria S, LLC200 Park Ave. S, Suite 1305, New York, NY 10003Generation3 Fund I LPOne Northfield Plaza, #528, Northfield, IL 60093Partnership — Generation3 Capital, LLCGlobal Equity Access Fund, L.P.c/o Algonquin Advisors LLC, Two Greenwich Office Park, Greenwich, CT 06831Partnership — Algonquin Advisors LLCGold Coast Investors, LLC333 W. Wacker Dr., Suite 1600, Chicago, IL 60606Good Health Advertising, Inc.240 Madison Ave., 12th Fl., New York, NY 10016State or country in which incorporated — DelawareInterfund CSD, LLC200 W. River St., Suite 302, Ketchum, ID 83340State or country in which incorporated — DelawareInternational Columbia US, LLC1910 Fairview Ave. E, Suite 500, Seattle, WA 98102Invesco ABS Opportunity Fund (A), L.P.1166 Avenue of the Americas, 27th Fl., New York, NY 10036Partnership — Invesco ABS Opportunity Associates (A), L.L.C.Irongate Absolute Limitedc/o Citco Trustees (Cayman) Limited, Regatta Office Park, W. Bay Rd., P.O. Box 31106, George Town, Grand Cayman KY1-1205, Cayman IslandsState or country in which incorporated — Cayman IslandsIron Stone Real Estate Fund II, L.P.c/o Cahan & Co., 283 Second St. Pike, Suite 180, Southampton, PA 18966Partnership — Iron Stone Real Estate Group II, L.P.Ivy Capital, L.P.1776 Eucalyptus Hill Rd., Santa Barbara, CA 93103Partnership — Ivy Advisors, LLCJimmyjane, Inc.702 15th St., San Francisco, CA 94103State or country in which incorporated — DelawareJuhl Wind, Inc.996 190th Ave., Woodstock, MN 56186Kinderhook Capital Fund III, L.P.888 Seventh Ave., Suite 1600, New York, NY 10106Partnership — Kinderhook Capital Fund III GP, L.L.C.Laidlaw & Company (UK) Ltd.90 Park Ave., 31st Fl., New York, NY 10016State or country in which incorporated — United KingdomLeebrook Total Return Fund, L.P.12 Castle St., St. Helier, Jersey JE2 3RTPartnership — Leebrook LimitedLeni Gas & Oil plc22 Arlington St., Level 5, London, SW1A 1RD, UKState or country in which incorporated — England and WalesLightwater Canadian Opportunities Fund, L.P.110 Younge St., Suite 601, Toronto, Ontario M5C 1T4Partnership — Lightwater Partners, Ltd.Longitude Health, Inc.225 DeMott Lane, Suite 203, Somerset, NJ 08873State or country in which incorporated — DelawareLumina Copper Corp.1550-625 Howe St., Vancouver BC Canada V6C 2T6State or country in which incorporated — British ColumbiaMacfarlan Capital Partners Fund III, L.P.10100 N. Central Expwy., Suite 200, Dallas, TX 75231Partnership — Macfarlan Capital Partners Fund III GP, L.L.C.Manikay Fund, LPc/o Manikay Partners GP, LLC, 375 Park Ave., Suite 2701, New York, NY 10152Partnership — Manikay Partners GP, LLC, general partnerManikay Offshore Fund, Ltd.c/o UBS Fund Services (Cayman) Ltd., P.O. Box 852, UBS House, 227 Elgin Ave., Grand Cayman, KY1-1103 Cayman IslandsState or country in which incorporated — Cayman IslandsMap Financial Group, Inc.460 W. 34th St., New York, NY 10001State or country in which incorporated — NevadaMaster Private Equity Fund, LPc/o Master Private Equity Partners, LLC, 835 E. Park St., Eugene, OR 97401Partnership — Master Private Equity Paratners, LLCMatrix Capital Group, Inc.630-A Fitzwatertown Rd., 2nd Fl., Willow Grove, PA 19090-1904State or country in which incorporated — New YorkMedaSorb Technologies Corporation7 Deerpark Dr., Suite K, Monmouth Junction, NJ 08852State or country in which incorporated — NevadaMeditrina Pharmaceuticals, Inc.300 N. Fifth Ave., Suite 150, Ann Arbor, MI 48104State or country in which incorporated — DelawareMetropolitan Equity Investments Holdings 2, LLC423 Park Ave. S, 12th Fl., New York, NY 10016Midtown Partners & Co., LLC4902 Eisenhower Blvd., Suite 185, Tampa, FL 33634State or country in which incorporated — FloridaMoggle, Inc.111 Presidential Blvd., Suite 212, Bala Cynwyd, PA 19004State or country in which incorporated — DelawareMonument Restaurants IV LLC413 Stuart Circle, Suite 318, Richmond, VA 23220State or country in which incorporated — VirginiaMorrocroft Special Opportunity offshore Fund I, L.P.c/o Appleby Clifton House, 75 Fort St., PO Box 190, Grand Cayman KY1-1104, Cayman IslandsPartnership — MSO Capital Partners, LLCMountain Valley Bancshares, Inc.461 Main St., Walden, CO 80480State or country in which incorporated — ColoradoMPP Fluid Technology LLC130 Keystone Dr., Montgomeryville, PA 18936State or country in which incorporated — DelawareMunicipal Capital Appreciation Partners IV, L.P.c/o Zephyr Management, L.P., 320 Park Ave., 28th Fl., New York, NY 10022Partnership — Municipal Associates IV, LLC, general partnerNeokinetics Corporation401 Front Ave., Suite 204, Couer d'Alene, ID 83814State or country in which incorporated — NevadaNoble BSMC 31 - 1 Prospect Joint Venture545 E. John Carpenter Fwy., #1600, Irving, TX 75062Owl Partners Fund, Limited PartnershipAttn.: Mark R. Mirsberger, 15800 W. Bluemound Rd., Suite 250, Brookfield, WI 53005Partnership — Dana Investment Advisors, Inc.Pacific Crest Securities LLC111 SW. Fifth Ave., 42nd Fl., Portland, OR 97204State or country in which incorporated — Delaware limited liability companyPark Row Capital Partners, LP155 E. 55th St., Suite 8E, New York, NY 10022-4041Partnership — Park Row Capital, LLCPenneco Drilling Associates 2008–16608 Rte. 22, P.O. Box 300, Delmont, PA 15626-0300Partnership — Penneco Oil Company, Inc.Phoenix Coal Inc.1000 Canterra Tower, 400-3rd Ave. SW, Calgary, Alberta, T2P 4H2State or country in which incorporated — Alberta, CanadaPilotRock Concentrated Fund (Offshore), Ltd.c/o Citi Hedge Fund Services (Cayman) Ltd., Cayman Corporate Centre, 27 Hospital Rd., P.O. Box 10293, George Town, Grand Cayman KY1-1003, Cayman IslandsState or country in which incorporated — Cayman IslandsPittencrieff Partners, L.P.Park Ave. S, 7th Fl., New York, NY 10003Partnership — Gabalex Capital Management, LLCPNC MultiFamily Capital Institutional Fund XL Limited Partnership121 SW. Morrison St., Suite 1300, Portland, OR 97204-3143Partnership — PNC MultiFamily Capital Fund XL, Inc.PolyMedix, Inc.170 N. Radnor-Chester Rd., Suite 300, Radnor, PA 19087State or country in which incorporated — DelawarePrivate Advisors European Small Company Buyout Fund, L.P.13-15 Victoria Rd., P.O. Box 431, St. Peter Port, Guernsey G41 3ZD, Channel IslandsPartnership — PAESCBF GP, L.P.Private Advisors Global Private Equity Fund, L.P.13-15 Victoria Rd., P.O. Box 431, St. Peter Port, Guernsey G41 3ZD, Channel IslandsPartnership — PAGPEF GP, L.P.Proxima Capital, LPc/o Rigil Kent, LLC, 900 Third Ave., 10th Fl., New York, NY 10022Partnership — Rigil Kent, LLC, general partnerQuasar Distributors615 E. Michigan St., Milwaukee, WI 53202State or country in which incorporated — WisconsinQuasar Distributors, LLC615 E. Michigan St., LC2, Milwaukee, WI 53202State or country in which incorporated — WisconsinRapid Pathogen Screening, Inc.101 Phillips Park Dr. S, Williamsport, PA 17702State or country in which incorporated — DelawareReality Gap, Inc.701 5th Ave., Suite 4200, Seattle, WA 98104State or country in which incorporated — WashingtonRescue Vultures, Inc.1382 E. 18th St., Brooklyn, NY 11230State or country in which incorporated — NevadaRichfield Orion International, Inc.6050 Stetson Hills Blvd., #298, Colorado Springs, CO 80135State or country in which incorporated — ColoradoRivanna Long Bias, L.P.600 Peter Jefferson Pkwy., Suite 370, Charlottesville, VA 22911Partnership — Rivanna Capital, LLCSandler O'Neill & Partners, L.P.919 Third Ave., 6th Fl., New York, NY 10022State or country in which incorporated — DelawareScher Partners, L.P.45 Rockefeller Plaza, Suite 2073, New York, NY 10111Partnership — Scher Advisors, LLCSelectinvest Global Resourse Fund Ltd.c/o Citi Hedge Fund Services (Cayman) Limited, Cayman Corporate Center, 27 Hospital Rd., 5th Fl., P.O. Box 1748, Grand Cayman KY1-1109, Cayman IslandsState or country in which incorporated — Cayman IslandsSelectinvest Global Resourse Fund LPc/o UBPAM (GP) LLC, 30 Rockefeller Plaza, Suite 2800, New York, NY 10112Partnership — UBPAM (GP) LLCSevern River Capital Partners, LPc/o Severn River Capital, LLC, 12 Havemeyer Place, First Fl., Greenwich, CT 06830Partnership — Severn River Capital, LLCShell Rich RanchJoint Venture1848 Norwood Plaza, Suite 109, Hurst, TX 76054Partnership — EnerMax, Inc.SmartEquip, Inc.20 Glover Ave., 5th Fl. N, Norwalk, CT 06850State or country in which incorporated — DelawareSolar Suspension Systems, LLC417 Main St., Suite A, Carbondale, CO 81623State or country in which incorporated — ColoradoSolon Capital Ltd.Canon's Court, 22 Victoria St., Hamilton HM 12, BermudaState or country in which incorporated — BermudaStark Criterion Fund Ltd.3600 S. Lake Dr., St. Francis, WI 53235State or country in which incorporated — British Virgin IslandsStaubach Holdings Assets, LLC15601 N. Dallas Pkwy., Suite 400, Addison, TX 75001State or country in which incorporated — TexasStudent Transportation of America Ltd.3349 Hwy. 138, Bldg. B, Suite D, Wall, NJ 07719State or country in which incorporated — Ontario, CanadaSuna Capital, LLC84-19 104 St., Richmond Hill, NY 11418Taglich Brothers, Inc.405 Lexington Ave., 51st Fl., New York, NY 10174Tall Umbrella, Inc.600 Anton Blvd., 11th Fl., Costa Mesa, CA 92626State or country in which incorporated — DelawareTesseract Capital Fund, LLC275 Madison Ave., Suite 1423, New York, NY 10016Traditional Herbal Synergies, Inc.1222 Ave. M Suite 306, Brooklyn, NY 11230State or country in which incorporated — NevadaTrim Tabs Absolute Return Fund, LPc/o Trim Tabs Asset Management, LLC, 1505 Bridgeway #121, Sausalito, CA 94965Partnership — Trim Tabs Asset Management, LLCTriple Diamond No. 2 Joint Venture5057 Keller Springs Rd., Suite 425, Addison, TX 75001Partnership — Triple Diamond Energy CorporationTriton Opportunities Fund, LLC400 Rella Blvd. Montebello, NY 10901State or country in which incorporated — DelawareTudor Global Emerging Markets Credit Fund L.P.c/o Tudor Investment Corporation, 1275 King St., Greenwich, CT 06831Partnership — Tudor Investment Corporation, general partnerTwin Red Fund, LPc/o Twin Asset Management, LLC, 36 Waters Edge, Rye, NY 10580Partnership — Peter M. NashUSAA Investment Management Company9800 Fredericksburg Rd., A-3-W, San Antonio, TX 78288-0227State or country in which incorporated — DelawareVagabo, Inc.c/o H. Melville Hicks, Jr., 551 Fifth Ave., Suite 1625, New York, NY 10176State or country in which incorporated — DelawareValogix LLC, Six Butler Place, Suite 2, Saratoga Springs, NY 12866State or country in which incorporated — DelawareVeris Global Sustainability Fund LLC90 Broad St., 24th Fl., New York, NY 10004Partnership — Steve Fahrer, Patricia Farrar Rivas, Anders Ferguson, David Hills, Michael LentvFinance Inc.3010 N. Military Trail, Suite 300, Boca Raton, FL 33431Vista Drilling Program 2008-1 Limited Partnership61 McMurray Rd., Suite 300, Pittsburgh, PA 15241Partnership — Vista Resources, Inc., general partnerVolcano Relative Value Fund LimitedP.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsState or country in which incorporated — Cayman IslandsVolcano Relative Value Fund, L.P.P.O. Box 309GT, Ugland House S. Church St., George Town, Grand Cayman, Cayman IslandsPartnership — Reech Delaware GP, Inc.Vyyo Inc. 6625 The Corners Pkwy., Suite 100, Norcross, GA 30092State or country in which incorporated — DelawareW. Janice #1-A Joint Venture207 S. Denton Tap Rd., Coppell, TX 75019Partnership — Combined Development Oil Company, Inc.Walton Vista del Monte, LLC4800 N. Scottsdale Rd., Suite 4000, Scottsdale, AZ 85251State or country in which incorporated — DelawareW–O Logistics, Inc.c/o Rand & Company, Inc., Three Parklands Dr., Darien, CT 06820State or country in which incorporated — The Republic of the Marshall Islands
