Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
401 North Associates, LLCSeven Cobblestone Court, Centerport, NY 11721State or country in which incorporated — New YorkAEA Investors Fund V-A LP666 Fifth Ave., 36th Fl., New York, NY 10103Partnership — AEA Investors Partners V LPAequitas Commodities Fund, LLC5300 Meadows Rd., Suite 400, Lake Oswego, OR 97035Artisanal Brands, Inc.483 Tenth Ave., 2nd Fl., New York, NY 10018State or country in which incorporated — New YorkAYM Aggressive Value Fund, LP39 Broadway, 18th Fl., New York, NY 10006Partnership — Muszai Capital, LLCBabcock Lumber Company2220 Palmer St., Pittsburgh, PA 15218State or country in which incorporated — PennsylvaniaBaleen Capital Fund LP208 E. 51st St., Suite 373, New York, NY 10022Partnership — Baleen Capital GP LLCBarry M. Smith of Transam Securities Inc.1111 Douglas Ave., Altamonte Springs, FL 32714State or country in which incorporated — FloridaCharles Morgan Securities, Inc.120 Wall St., 16th Fl., New York, NY 10005State or country in which incorporated — New YorkCitiVox, Inc.121 W. 27th St., Suite 702, New York, NY 10001State or country in which incorporated — DelawareClearview Energy III, LP6142 Campbell Rd., Dallas, TX 75248State or country in which incorporated — TexasContinuityx Solutions, Inc.610 State Rte. 116, Metamora, IL 61548State or country in which incorporated — DelawareCV Social Media II, LPc/o Marino & Associates, P.C., 30 Glenn St., Suite 307, White Plains, NY 10603State or country in which incorporated — DelawareD-Wave Systems Inc.100-4401 Still Creek Dr., Burnaby, British Columbia, Canada V5C 6G9State or country in which incorporated — CanadaDavis Partnership, L.P.456 Montgomery St., Suite 1250, San Francisco, CA 94104Partnership — Davis Capital Partners, LLCDaytop Funds LPP.O. Box 292, New York, NY 10274-0292Partnership — Kent LamDNA Health Corp.3300 Lyncrest Court, Burtonsville, MD 20866State or country in which incorporated — MarylandDocVue, Inc.3807 W. Chester Pike, Office #1, Newton Square, PA 19073State or country in which incorporated — DelawareEast Broadway Condos LLC2949 Long Beach Rd., Suite 5, Oceanside, NY 11572State or country in which incorporated — New YorkEncore Energy, Inc.2049 Century Park E., Suite 2690, Los Angeles, CA 90067State or country in which incorporated — CaliforniaExperience Cisse, Ltd.201 E. 66th St., Suite 19D, New York, NY 10065State or country in which incorporated — DelawareFriend Media Technology Systems Limitedc/o Cox Hallett Wilkinson Limited, 9th Fl., Cumberland House, One Victoria St., Hamilton HM 11, BermudaState or country in which incorporated — BermudaFTC Cards Inc.1180-999 W. Hastings St., Vancouver, British Columbia V6C 2W2 CanadaState or country in which incorporated — CanadaGalNet Alpha Fund LLC440 S. LaSalle, Suite 3600, Chicago, IL 60605Hamilton Thorne Ltd.100 Cummings Center, Suite 465E, Beverly, MA 01915State or country in which incorporated — CanadaHirtle Callaghan Total Return Offshore Fund II Limitedc/o Hirtle, Callaghan & Co., LLC, Five Tower Bridge, 300 Barr Harbor Dr., Suite 500, West Conshohocken, PA 19428-2998State or country in which incorporated — Cayman IslandsHSBC Funds HSBC RMB Fixed Income Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219-8012State or country in which incorporated — MassachusettsInfoReach, Inc.77 Devonshire Ave., Unit A, Mountain View, CA 94043State or country in which incorporated — DelawareInvestment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareIP Solutions International, Ltd.14 Crosswind Rd., Nassau, New Providence, BahamasState or country in which incorporated — BahamasJLP Credit Opportunity Cayman Fund Ltd.c/o Phoenix Investment Adviser LLC, 420 Lexington Ave., Suite 2040, New York, NY 10170State or country in which incorporated — Cayman IslandsJLP Credit Opportunity Fund LPc/o Phoenix Investment Adviser LLC, 420 Lexington Ave., Suite 2040, New York, NY 10170Partnership — Phoenix Capital Management LLCJLP Institutional Credit Fund LPc/o Phoenix Investment Adviser LLC, 420 Lexington Ave., Suite 2040, New York, NY 10170Partnership — Phoenix Capital Management LLCJLP Partners Cayman Fund Ltd.c/o Phoenix Investment Adviser LLC, 420 Lexington Ave., Suite 2040, New York, NY 10170State or country in which incorporated — Cayman IslandsJLP Partners Fund LPc/o Phoenix Investment Adviser LLC, 420 Lexington Ave., Suite 2040, New York, NY 10170Partnership — Phoenix Capital Management LLCJLP Stressed Credit Fund LPc/o Phoenix Investment Adviser LLC, 420 Lexington Ave., Suite 2040, New York, NY 10170Partnership — Phoenix Capital Management LLCKrave Pure Eats, Inc.117 W. Napa St., Sonoma, CA 95476State or country in which incorporated — CaliforniaLegg Mason Investment Counsel Special Investment Series Fund, LLCc/o Legg Mason Investment Counsel, LLC, 100 International Dr., Baltimore, MD 21202-1099State or country in which incorporated — DelawareLloyd George Investment Company PLC33 Sir John Rogerson's Quay, Dublin 2, IrelandState or country in which incorporated — IrelandMantha Group, LLC, The81 Greene St., Fourth Fl., New York, NY 10012State or country in which incorporated — DelawareMarietta Center, LLCc/o R-R Marietta, Inc., 505 Park Ave., New York, NY 10022MDS Energy Public 2012-A LP409 Butler Rd., Suite A, Kittanning, PA 16201Partnership — MDS Energy Development, LLCMealku, Inc.122 Duane St., 3D, New York, NY 10007State or country in which incorporated — DelawareMill Road Capital II, L.P.382 Greenwich Ave., Suite One, Greenwich, CT 06830Partnership — Mill Road Capital II GP LLCML Macadamia Orchards, L.P.26-238 Hawaii Belt Rd., Hilo, HI 96720Partnership — ML Resources, Inc.Mondrian Global Debt Opportunities Fund, L.P.1105 N. Market St., Suite 1118, Wilmington, DE 19801Partnership — Mondrian Investment Group (U.S.), Inc.MRG Inc.c/o Dogpatch Labs, 36 E. 12th St., New York, NY 10003State or country in which incorporated — DelawareMulti-Manager Portfolio, LLC150 S. U.S. Hwy. 1, Suite 400, Jupiter, FL 33477State or country in which incorporated — DelawareMulti-Manager TEI Portfolio, LLC150 S. U.S. Hwy. 1, Suite 400, Jupiter, FL 33477State or country in which incorporated — DelawareMVB Financial Corp.301 Virginia Ave., Fairmont, WV 26554-2777State or country in which incorporated — West VirginiaNanocap Fund, L.P.One Ferry Bldg., Suite 255, San Francisco, CA 94111Partnership — Stephens Investment Management, LLCNanotronics Imaging, LLC2251 Front St., Cuyahoga Falls, OH 44222OCA Brep VII Fund LLC485 Lexington Ave., 24th Fl., New York, NY 10017Pacer Bioscience, Inc.74 N. Castlerock Lane, East Amherst, NY 14051State or country in which incorporated — New YorkPennybacker II Texas, LLCc/o Pennybacker Capital Management, LLC, 3500 Jefferson St., Suite 206, Austin, TX 78731Planet Payment, Inc.670 Long Beach Blvd., Long Beach, NY 11561State or country in which incorporated — DelawarePMG Group LLC104 Cureton St., Greenville, SC 29605State or country in which incorporated — South CarolinaPraesidis Power and Income Offshore Fund Ltd.2502 N. Rocky Point Dr., Suite 660, Tampa, FL 33607State or country in which incorporated — Cayman IslandsPrincipal Funds, Inc. – Blue Chip FundPrincipal Financial Group, 711 High St., Des Moines, IAState or country in which incorporated — MarylandProbitas Funds Group, LLC425 California St., Suite 2300, San Francisco, CA 94104Proguard Acquisition Corp.301 Yamato Rd., Suite 4160, Boca Raton, FL 33431State or country in which incorporated — FloridaProtom International, Inc.1100 Parker Sq., Suite 230, Flower Mound, TX 75028State or country in which incorporated — DelawareRideau Analytics, LLLP4055 California St., Unit 2, San Francisco, CA 94118Partnership — Paul Mingardi, Eric McGillRoss, Jeffrey & Antle LLC33 Whitney Ave., New Haven, CT 06510Royal Boulevard Associates, L.P.c/o Capital Solutions, Inc., 910 Harvest Dr., Suite 105, Blue Bell, PA 19422Partnership — Royal-Michaels, LLCSentinel Rock Partners, L.P.804 De Haro St., San Francisco, CA 94107Partnership — Sentinel Rock Capital, LLCSTS-NA, LLCW914 County Rd. CE Kaukauna, WI 54130State or country in which incorporated — Delaware limited liability companyTaglich Brothers, Inc.275 Madison Ave., Suite 1618, New York, NY 10016State or country in which incorporated — New YorkTano India Private Equity Fund IIInternational Financial Services Ltd., IFS Court, 28 Cybercity, Ebene, MauritiusState or country in which incorporated — MauritiusTechnis, Inc.954 Lexington Ave., Suite 155, New York, NY 10021-5013State or country in which incorporated — NevadaThayer Longview TDG, LLC517 Locust Place, Sewickley, PA 15143State or country in which incorporated — Delaware limited liability companyTown Creek at Knoxville, LLCc/o Heritage Strategies, LLC, 135 Crossways Park Dr., Fourth Fl., Woodbury, NY 11797Trilinc Global Impact Fund, LLC1230 Rosecrans Ave., Suite 605, Manhattan Beach, CA 90266State or country in which incorporated — Delaware limited liability companyTrueLight Retail, Inc.160 State St., 10th Fl., Boston, MA 02109State or country in which incorporated — DelawareTurtle Bay Technology Fund, LLC777 Third Ave., 17th Fl., New York, NY 10017State or country in which incorporated — DelawareUniversity Grande Associates, L.P.c/o Capital Solutions, Inc., 910 Harvest Dr., Suite 105, Blue Bell, PA 19422Partnership — Old-Shell-Michaels, LLCUSB Focus Fund XXVI, LLCc/o U.S. Boston Capital Corporation, 55 Old Bedford Rd., Lincoln, MA 01773Vencedor Energy Partners, Inc.1048 Irvine Ave., Suite 171, Newport Beach, CA 92660State or country in which incorporated — CaliforniaVernon Capital Partners, LPc/o Vernon Management Group, Inc., 3200 Lauderdale Dr., Suite 103, Richmond, VA 23233Partnership — Vernon Management Group, Inc.Vintager Holdings, LLC14 Harwood Court, Suite 225, Scarsdale, NY 10583Viscount Systems, Inc.4585 Tillicum St., Burnaby, British Columbia V5J 5K9State or country in which incorporated — CanadaWorkforce Partners II LLC231 Rivergate Dr., Wilton, CT 06897State or country in which incorporated — Connecticut
