Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
250 MA LLC411 W. 24th St., Apartment LA, New York, NY 10011Acetylon Pharmaceuticals, Inc.c/o National Registered Agents, Inc., 303 Congress St. 2nd Fl., Boston, MA 02210State or country in which incorporated — DelawareAquaMed Technologies, Inc.850 Third Ave., Suite 1801, New York, NY 10022State or country in which incorporated — DelawareAthena Olive Tree Multi-Asset Fund LP55 Old Bedford Rd., Suite 302, Lincoln, MA 01773Partnership — Olive Tree Investors, LLCAviva Investors Real Estate Capital Partners I, L.P.c/o AI-RECAP GP I, LLC, 699 Walnut St., Suite 1700, Des Moines, IA 50309Partnership — Aviva Investors North America, Inc.Aviva Investors Real Estate Capital Partners I-A, L.P.c/o AI-RECAP GP I, LLC, 699 Walnut St., Suite 1700, Des Moines, IA 50309Partnership — Aviva Investors North America, Inc.Barnes 2009 Oil & Gas Producing Properties Opportunity Fund LP5000 Legacy Dr., Suite 300, Plano, TX 75024Partnership — Barnes 2009 Oil & Gas Producing Opportunities Fund GP LLCBeacon Enterprise Solutions Group, Inc.1311 Herr Lane, Suite 205, Louisville, KY 40222State or country in which incorporated — NevadaCaritas Energy Growth Fund I, LLC500 W. Putnam Ave., Greenwich, CT 06830Caritas Royalty Fund III, LLC500 W. Putnam Ave., Greenwich, CT 06830Coconut Grove CY, LLC1065 Kane Concourse, Suite 201, Bay Harbor Islands, FL 33154State or country in which incorporated — FloridaCortan Commodity Partners, LLC (f/k/a Hyperion Commodity Partners, LLC)c/o Cortan Manager I, LLC, 1044 Northern Blvd., Suite 302, Roslyn, NY 11576DARA Biosciences, Inc.8601 Six Forks Rd., Suite 160, Raleigh, NC 27615State or country in which incorporated — DelawareEcho Therapeutics, Inc.10 Forge Pkwy., Franklin, MA 02038State or country in which incorporated — DelawareEldesis Special Opportunities III, L.P.500 Fifth Ave., 56th Fl., New York, NY 10110Partnership — Eldesis Special Opportunities GP, III, LLCEldesis Special Opportunities Master Fund III, Ltd.500 Fifth Ave., 56th Fl., New York, NY 10110State or country in which incorporated — DelawareEvolve Securities, Inc.433 E. Las Collinas Blvd., Suite 805State or country in which incorporated — DelawareForester Funds100 E. Cook Ave., Libertyville, IL 60048State or country in which incorporated — MarylandGeneva C.C., Inc.4147 W. Lake Rd., Geneva, NY 14456State or country in which incorporated — New YorkHeather's Inn of Chautauqua, LLC614 Easton Ave., Geneva, IL 60134Partnership — Michael H. Simon, Sole Member of LLCHeather's Inn of Chautauqua II, LLC503 S. 1st St., Geneva, IL 60134Partnership — Sheila A. Penrose and R. Ernest Mahaffey, Managing Members of LLCInvestment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareKachingle Inc.P.O. Box 1559, Mountain View, CA 94042State or country in which incorporated — CaliforniaKIND Inc.55 W. 21st St., 6th Fl., New York, NY 10010State or country in which incorporated — DelawareKingstown Partners L.P.245 Park Ave., 24th Fl., New York, NY 10167Partnership — Kingstown Capital Partners LLCKrebol Global Ltd.c/o Ogier Fiduciary Services (Cayman) Limited, Queensgate House, S. Church St., PO Box 1234, Grand Cayman KY1-1108, Cayman IslandsState or country in which incorporated — Cayman IslandsLyme Forest Fund III LP, Thec/o The Lyme Timber Company, 23 S. Main St., Third Fl., Hanover, NH 03755Partnership — LFF III GP LLCMedical Connections Holdings, Inc.2300 Glades Rd., Suite 202(E), Boca Raton, FL 33431State or country in which incorporated — FloridaMilton Emerging Opportunities Fund, Ltd.c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, Cayman Islands KY1-1104State or country in which incorporated — Cayman IslandsMonarch Partners Fund, LLC230 Park Ave., Suite 939, New York, NY 10169State or country in which incorporated — New YorkMoney4Gold Holdings, Inc.595 S. Federal Hwy., Suite 600, Boca Raton, FL 33432State or country in which incorporated — DelawareNew York Distilling Company, LLC511 8th St., No. 1L, Brooklyn, NY 11215NICO Corporation9190 Priority Way West Dr., Suite 203, Indianapolis, IN 46240State or country in which incorporated — IndianaNoble Royalty Access Fund IV, LP15601 N. Dallas Pkwy., Suite 900, Addison, TX 75001Partnership — Noble Royalty Access Fund GP, LLCNorth American Drilling Corporation3101 Premier Dr., Plano, TX 75075Partnership — Bynum Well #3, Joint VentureNorthern Freegold Resources Ltd.Suite 900, 475 Howe St., Vancouver, BC V6C 2B3 CanadaState or country in which incorporated — CanadaOdd Lot Bonds, Inc.18851 N.E. 29th St., Suite 721, Aventura, FL 33180State or country in which incorporated — FloridaOlympus Partners, LP21 Fenimore Rd., Scarsdale, NY 10583Partnership — Olympus GP, LLCParadise Valley National Bank (In Organization)5010 E. Shea Blvd., Suite D100, Scottsdale, AZ 85254Plures Technologies, Inc.4070 W. Lake Rd., Canandaigua, NY 11424State or country in which incorporated — DelwareProvantage Index Fund, L.P.9162 Lake Fischer Blvd., Gotha, FL 34734Partnership — Tripod Asset Management, LLCSamarium Group Corporation555 Burrad St., Suite 900, Two Bentall Center, Vancouver, BC Canada V7X1M8State or country in which incorporated — CanadaShepherd's Model Hedge Fund, LP701 N. Green Valley Pkwy., Suite 200, Henderson, NV 89074Partnership — Shepherd Capital Management, LLCSoundBrook Opportunity Fund, L.P.152 W. 57th St., 7th Fl., New York, NY 10019Partnership — SoundBrook Capital Management, LLCSun Capital Partners IV, LP5200 Town Center Circle, Suite 600, Boca Raton, FL 33486Partnership — Sun Capital Advisors IV, LPSymmetry Global Trading Opportunities Fund LP13 Chestnut St., Boston, MA 02108Partnership — Symmetry Global Advisors LLCUBS Financial Services, Inc.1285 Avenue of the Americas, New York, NY 10019State or country in which incorporated — DelawareUniversa Black Swan Protection Protocol-Inflation I L.P.1414 Second St., Santa Monica, CA 90401Partnership — Universa Black Swan GP LLC, general partnerVadda Energy Corporation1660 S. Stemmons Fwy., Suite 440, Lewisville, TX 75067State or country in which incorporated — FloridaVoleon Partners Fund LP101 California St., Suite 2450, San Francisco, CA 94111Partnership — Voleon Performance LPWells Fargo Securities, LLC301 S. College St., Charlotte, NC 28288-0630State or country in which incorporated — DelawareWest Janice Joint Venture1848 Norwood Plaza, Suite 109, Hurst, TX 76054Partnership — Enermax, Inc.
