Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
A10 Defensive Opportunity Fund I, LP950 W. Bannock St., Suite 950, Boise, ID 83702Partnership — A10 Fund Management I, LLC, general partnerAberdeen Funds Aberdeen Core Income Fund3435 Stelzer Rd., Suite 1000, Columbus, OH 43219-8012State or country in which incorporated — DelawareAda Series Total Return Fund LP12 Shadow Creek, Penfield, NY 14526Partnership — Laura L. Fichter, Daryl M. Piontek, Mark A. Langenhan, general partnersADLY Inc.8899 Beverly Blvd., Suite 909, West Hollywood, CA 90048State or country in which incorporated — DelawareBlue Ridge Group, Inc.632 Adams St., Suite 700, Bowling Green, KY 42101State or country in which incorporated — NevadaBonanza Creek Energy, Inc.410 17th St., Suite 1320, Denver, CO 80202State or country in which incorporated — DelawareBridgehampton Long Equity Fund LLCP.O. Box 1521, Bridgehampton, NY 11932-1521BroadClip, Inc.35-37 E. Orange St., Lancaster, PA 17602State or country in which incorporated — PennsylvaniaCinsay, Inc.1750 Regal Row, Suite 120, Dallas, TX 75235State or country in which incorporated — NevadaClassclick LLC15 Magnolia Rd., Scarsdale, NY 10583CNL Securities Corp.450 S. Orange Ave., Orlando, FL 32801State or country in which incorporated — FloridaCommunity Bankshares, Inc.5570 DTC Pkwy., Greenwood Village, CO 80111State or country in which incorporated — ColoradoCoppice Fund I, LLC101 S. Salina St., Suite 750, Syracuse, NY 13202State or country in which incorporated — New YorkCornerstone Capital Resources Inc.26 Kyle Ave., Mount Pearl, NL A1N 4R5 CanadaState or country in which incorporated — CanadaCrimson Bond Fund, L.P.One North End Ave., Suite 1239, New York, NY 10282Partnership — Crimson Bond GP, LLCDesert Hawk Gold Corp.8921 Indian Trail Rd., #288, Spokane, WA 99208State or country in which incorporated — NevadaEyescience Labs, LLC493 Village Park Dr., Powell, OH 43065State or country in which incorporated — Ohio limited liability companyFTRANS Corp.75 Fifth Ave., Suite 440, Atlanta, GA 30308State or country in which incorporated — DelawareGalaxy Theatres Atascadero, LLC15060 Ventura Blvd., Suite 350, Sherman Oaks, CA 91403State or country in which incorporated — DelawareGuardian Healthcare Group, Inc.1575 Heritage Dr., Suite 201, McKinney, TX 75069State or country in which incorporated — DelawareHaley Securities, Inc.10703 J St., Suite 102, Omaha, NE 68127State or country in which incorporated — NebraskaHC Capital Trust Intermediate Term Municipal Bond II Portfolio, The3435 Stelzer Rd., Suite 1000, Columbus, OH 43219-8012State or country in which incorporated — DelawareHighclere International Investors SMID Fund, The253 Bayberry Lane, Westport, CT 06880HSBC Global Liquidity Funds plcOne Grand Canal Sq., Grand Canal Harbour, Dublin 2, IrelandState or country in which incorporated — IrelandInvestacorp, Inc.15450 New Barn Rd., Miami Lakes, FL 33014State or country in which incorporated — FloridaJAB Real Estate Opportunity Fund II, LP1800 W. Berenice Ave., Suite 200, Chicago, IL 60613Partnership — JAB Real Estate Opportunity Partners II, LLCKnowledgent Group Inc.1230 Avenue of the Americas, Seventh Fl., New York, NY 10020State or country in which incorporated — DelawareKrele Pharmaceuticals, Inc.Nine W. 57th St., 26th Fl., New York, NY 10019State or country in which incorporated — DelawareNeiman Funds6325 La Valle Plateada, Rancho Santa Fe, CA 92067State or country in which incorporated — OhioNorthern Light Funds, LPNorthern Light Management AB, Linnegatan Six, Box 5712, SE-114 87 Stockholm, SwedenPartnership — Northern Light GP, LLCOakley Opportunities Fund Limited102 St. James Court, Flatts Smith, Bermuda FL04State or country in which incorporated — Bermuda exempted companyOrchard Securities, LLC150 W. Civic Center Dr., #104, Sandy, UT 84070Pangaea Two Admin GP, LLC505 Fifth Ave., 15th Fl., New York, NY 10017Paragon Southampton LP276 Post Road W, Suite 201, Westport, CT 06880Partnership — Paragon Southampton GP LLCPFM Diversified Fund A.I., L.P.One Market St., Suite 2200, Steuart Tower, San Francisco, CA 94105Partnership — Partner Asset Management, LLC, general partnerPhibro Animal Health Corporation65 Challenger Rd., Ridgefield Park, NJ 07660State or country in which incorporated — New YorkPlymouth Venture Partners II, L.P.220 E. Huron St., Third Fl., Ann Arbor, MI 48104Partnership — Plymouth Management Company, general partnerPremier Power Renewable Energy, Inc.4961 Windplay Dr., Suite 100, El Dorado Hills, CA 95762State or country in which incorporated — DelawareQuantsoft Equity Fund LPc/o Quantsoft Advisers, LLC, 3121 NE. 48th St., Lighthouse Point, FL 33064Partnership — Quantsoft Advisers, LLCRenovus Capital Partners, L.P.One Pelham Rd., #3, New Rochelle, NY 10801Partnership — Renovus GP, LLCRGM Management, Inc.19504 24th Ave. W, Lynnwood, WA 98036State or country in which incorporated — DelawareSage Gold Inc.365 Bay St., Suite 500, Toronto, Ontario M5H 2V1State or country in which incorporated — CanadaSheffield Haworth Limited36 Queen St., London, EC4R 1BN, United KingdomState or country in which incorporated — England and WalesSiOnyx, Inc.100 Cummings Center, Beverly, MA 01915State or country in which incorporated — DelawareSpindle Research, Inc.300 Central Park W, Suite 11H, New York, NY 10024State or country in which incorporated — DelawareStrategic Global Investments, Inc.701 Palomar Airport Rd., Suite 300, Carlsbad, CA 92011State or country in which incorporated — DelawareSunLight General Solar Fund I, LLC25 W. 45th St., #203, New York, NY 10036Partnership — SunLight General Capital, LLCTribeca Enterprises LLC375 Greenwich St., New York, NY 10013State or country in which incorporated — DelawareWalton Kimberlin Heights, LP4800 N. Scottsdale Rd., Suite 4000, Scottsdale, AZ 85251Partnership — WKH GP, LLCWalton Kimberlin Heights Development, LP4800 N. Scottsdale Rd., Suite 4000, Scottsdale, AZ 85251Partnership — WKH GP, LLCWealthOne, Inc.8200 Greensboro Dr., Suite 1150, McLean, VA 22102State or country in which incorporated — VirginiaWestmoreland Capital Corporation2350 N. Forest Rd., Suite 12A, Getzville, NY 14068State or country in which incorporated — New YorkWolf Global Air, Inc.4150 Palisades Rd., San Diego, CA 92116State or country in which incorporated — Nevada
