Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Advantage Capital Real Estate Opportunities Fund, LPc/o Advantage Capital Equity Solutions (FL), Inc., 841 Prudential Dr., 10th Fl., Jacksonville, FL 32207Partnership — Advantage Capital Equity Solutions (FL), Inc.Akahi Fund, L.P.One Market Plaza, Spear Street Tower, Suite 3740, San Francisco, CA 94105Partnership — Akahi Capital Management, LLCAltus-D.S. Brown Co-Investment, LLCTen Wright St., Suite 110, Westport, CT 06880American Energy Resources Corporation731 N. Weber St., Suite 200, Colorado Springs, CO 80903State or country in which incorporated — DelawareArrow Investments, Inc.5750 DTC Parkway Suite 145, Greenwood Village, CO 80111State or country in which incorporated — ColoradoAutoGenomics, Inc.2251 Rutherford Rd., Carlsbad, CA 92008State or country in which incorporated — DelawareBay Resource Partners Offshore Fund, Ltd.P.O. Box 1350 GT, Huntlaw Bldg., Fort St., Grand Cayman, BWIState or country in which incorporated — Cayman IslandsBehind the Burner LLC21 Mallard Drive, Greenwich, CT 06830Big Sky Naturals Inc.P.O. Box 471, Glastonbury, CT 06033State or country in which incorporated — ConnecticutBioMarker Strategies, LLC855 North Wolfe St., Suite 603, Baltimore, MD 21205State or country in which incorporated — MarylandBR Maryville Centre Mezze LLC680 Fifth Ave., 16th Fl., New York, NY 10019Partnership — Bluerock Real Estate, LLCBudget Real Estate Fund II LLC1849 Sawtelle Blvd., Suite 700, Los Angeles, CA 90025Partnership — Budget Finance CompanyBull Path LiquidFund, L.P.c/o Bull Path Capital Management LLC, 150 E. 52nd St., New York, NY 10022Partnership — Bull Path LiquidFund GP, Ltd.Bull Path LiquidFund, Ltd.c/o Citi Hedge Fund Services (Cayman), Ltd., Cayman Corporate Centre, 27 Hospital Rd., PO Box 1745 GT, George Town, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsCandidate Next Step, LLC6749 Falcons Point, Victor, NY 14564State or country in which incorporated — New York, limited liability companyCapmark Financial Group Inc.411 Borel Ave., Suite 320, San Mateo, CA 94402State or country in which incorporated — NevadaCascabel Fund LPc/o Cascabel GP LLC, 101 Park Ave., 33rd Fl., New York, NY 10178Partnership — Cascabel GP LLCCascabel Offshore Ltd.c/o Ogier Fiduciary Services (Cayman) Limited, Queensgate House, P.O. Box 1234, Grand Cayman, KY1–1108, Cayman Islands, B.W.I.State or country in which incorporated — Cayman Islands, B.W.I.Cascabel QP Fund LPc/o Cascabel GP LLC, 101 Park Ave., 33rd Fl., New York, NY 10178Partnership — Cascabel GP LLCCedar Point Multi Advisor Fund I, LLC22545 North Linden Dr., Barrington, IL 60010State or country in which incorporated — IllinoisChester Harris & Company, Incorporated222 Mamaroneck Ave., White Plains, NY 10605–1316Computershare LimitedYarra Falls, 452 Johnston St., Abbotsford, Victoria 3067, AustraliaState or country in which incorporated — Victoria, Commonwealth of AustraliaCoolmore Offshore Fund, Ltd.77 Ridge Lake Blvd., Suite 160, Memphis, TN 38120Coolmore Partners, L.P.77 Ridge Lake Blvd., Suite 160, Memphis, TN 38120Partnership — Dicken Commodities, Inc.Cottonwood Blue Swan S, LLC6465 S. 3000 E., Suite 510, Salt Lake City, UT 84121Cullum & Burks Securities, Inc.13355 Noel Rd., Suite 1300, Dallas, TX 75240State or country in which incorporated — TexasDavid Holdings Fund I, L.P.c/o David Holdings GP, LLC, 101 Park Ave., 33rd Fl., New York, NY 10178Partnership — David Holdings Fund I, L.P.Deutsche Bank Securities, Inc.60 Wall St., New York, NY 10005State or country in which incorporated — DelawareDirect Invest-Mezzanine Loan Company, LLC10 City Square, Suite 200, Boston, MA 02129State or country in which incorporated — DelawareDynacap Global Capital Fund II L.P.1541 E. Interstate 30, Suite 140, Rockwall, TX 75087Partnership — Dynacap Capital Partners, LLCDynasil Corporation of America385 Cooper Rd., W. Berlin, NJ 08091State or country in which incorporated — DelawareEnergy Securities, Inc.1612 Westgate Circle, Suite 120, Brentwood, TN 37027State or country in which incorporated — IllinoisFallen Marketing Fund, LLCc/o Manpower Pictures, LLC, PO Box 1848, Santa Monica, CA 90401State or country in which incorporated — CaliforniaFolio Dynamics Inc.420 Lexington Ave., Suite 1630, New York, NY 10170State or country in which incorporated — DelawareFranklin California Tax-Free Trust — Franklin California Insured Tax-Free Income Fundc/o Legal/Blue Sky Department, One Franklin Pkwy., San Mateo, CA 94403–1906State or country in which incorporated — DelawareFranklin California Tax Free Trust — Franklin California Intermediate-Term Tax Free Income Fundc/o Legal/Blue Sky Department, One Franklin Pkwy., San Mateo, CA 94403–1906State or country in which incorporated — DelwareFranklin California Tax-Free Trust — Franklin California Limited-Term Tax-Free Income Fundc/o Legal-Blue Sky Department, One Franklin Pkwy., San Mateo, CA 94403–1906State or country in which incorporated — DelawareFranklin California Tax-Free Trust — Franklin California Tax Exempt Money Fundc/o Legal-Blue Sky Department, One Franklin Pkwy., San Mateo, CA 94403–1906State or country in which incorporated — DelwareFranklin Federal Tax-Free Income Fundc/o Legal-Blue Sky Department, One Franklin Pkwy., San Mateo, CA 94403–1906State or country in which incorporated — DelawareFranklin Tax-Exempt Money Fundc/o Legal-Blue Sky Department, One Franklin Pkwy., San Mateo, CA 94403–1906State or country in which incorporated — DelawareGaudette #3 Well Joint Venture3101 Premier Dr., Plano, TX 75075Partnership — North American Drilling CorporationGEM HLT Co-Inv Fund, L.P.900 N. Michigan Ave., Suite 1450, Chicago, IL 60611Partnership — GEM Realty Managers III, L.P.GEM Realty Fund IV, L.P.900 N. Michigan Ave., Suite 1450, Chicago, IL 60611Partnership — GEM Realty Managers IV, L.P.Genesis Special Opportunity, L.P.5202 Olympic Dr. NW., Suite 101, Gig Harbor, Washington 98335Partnership — Genesis General Partner, LLCGenesis Special Opportunity (QP), L.P.5202 Olympic Dr. NW., Suite 101, Gig Harbor, Washington 98335Partnership — Genesis General Partner, LLCGiftCertificates.com, Inc.11510 Blondo St., Omaha, NE 68164State or country in which incorporated — DelawareGottbetter Capital Markets, LLC488 Madison Ave., 12th Fl., New York, NY 10020State or country in which incorporated — New YorkGSA Alpha Capture, L.P.c/o GlobeOp Financial Services, LLC, One South Rd., Harrison, NY 10548Partnership — GSA Capital General Partner LimitedGSA Composite Alpha Fund LimitedP.O. Box 309, George Town, Grand Cayman, Cayman Islands, British West IndiesState or country in which incorporated — Cayman IslandsGSA Composite Alpha Partners, L.P.c/o GlobeOp Financial Services LLC, One South Rd., Harrison, NY 10528Partnership — GSA Capital General Partner LimitedGSA Global Equities Partners, L.P.c/o GlobeOp Financial Services LLC, One South Rd., Harrison, NY 10528Partnership — GSA Capital General Partner LimitedGunnAllen Financial, Inc.5002 W. Waters, Tampa, FL 33634Harbert United States Real Estate Fund IV, L.P.2100 Third Ave. N., Suite 600, Birmingham, AL 35203Partnership — Harbert U.S. Real Estate Fund IV GP, LLCHedgefort Brazil Fund LP516 N. Charles St., Suite 309, Baltimore, MD 21202Partnership — Hedgefort Capital Management LLC, the general partnerHirtle Callaghan Private Equity Offshore Fund VII LimitedFive Tower Bridge, 300 Barr Harbor Dr., Suite 500, W. Conshohocken, PA 19428State or country in which incorporated — Cayman IslandsHope Springs Joint Venture3030 Nacogdoches Rd., Suite 220, San Antonio, TX 78217Hudson Housing Tax Credit Fund XLI LP630 Fifth Ave., 28th Fl., New York, NY 10111Partnership — Hudson GP XLI LLCInSpa Corporation4001 1st Ave. S., Seattle, WA 98134State or country in which incorporated — WashingtonInstitutional Fiduciary Trust — Franklin Cash Reserves Fundc/o Legal/Blue Sky Department, One Franklin Pkwy., San Mateo, CA 94403–1906State or country in which incorporated — DelawareInstitutional Fiduciary Trust — Money Market Portfolioc/o Legal/Blue Sky Department, One Franklin Pkwy., San Mateo, CA 94403–1906State or country in which incorporated — DelawareJaguar II Acquisition Corp.12/F RuttonJee House, Duddell St., Central, Hong KongState or country in which incorporated — Cayman IslandsJaguar III Acquisition Corp.12/F RuttonJee House, Duddell St., Central, Hong KongState or country in which incorporated — Cayman IslandsJ. Caird Partners, L.P.c/o Wellington Hedge Management, LLC, 75 State St., Boston, MA 02109Partnership — Wellington Hedge Management, LLCJES Partners Fund, LPc/o JES Administrative Services LLC, 390 Plandome Rd., Suite 20, Manhasset, NY 11030Partnership — JES Administrative Services LLCKeystone Property Fund III, L.P.One Presidential Blvd., Suite 300, Bala Cynwyd, PA 19004Partnership — Keystone Property Fund III GP, LPKeystone Property Fund IIIA, L.P.One Presidential Blvd., Suite 300, Bala Cynwyd, PA 19004Partnership — Keystone Property Fund III GP, LPKG Investments Fund LLCc/o Kier Global LLC, 1775 Broadway, Suite 604, New York, NY 10019Kirykos Investors (Cayman), Ltd.c/o Goldman Sachs (Cayman) Trust Limited, Gardenia Court, Suite 3307, 45 Market St., P.O. Box 896, Camana Bay, Grand Cayman, Cayman Islands KY1–1103State or country in which incorporated — Cayman IslandsLogik Event Fund, L.P.c/o Logik Management GP, LLC, 767 Third Ave., Suite 14A, New York, NY 10017Partnership — Logik Management GP, LLCLogik Event Offshore Fund, Ltd.c/o Walkers SPV Limited, Walker House, 87 Mary St., George Town, Grand Cayman KY1–9002, Cayman Islands, Attention: Neydis TaverasState or country in which incorporated — Cayman IslandsMarlin Executive Fund II, L.P.2121 Rosecrans Ave., Suite 4325, El Segundo, CA 90245Partnership — Marlin Equity Partners II, L.P.Maxim Energy Corp.1201 Road to Six Flags, Suite 105, Arlington, TX 76001State or country in which incorporated — TexasMoody National HP Grapevine Trust6363 Woodway, Suite 110, Houston, TXMorgan Stanley Institutional Fund Trust Advisory Portfolio Vc/o JP Morgan Investor Services Company, 73 Tremont St., 11th Fl., Boston, MA 02108State or country in which incorporated — PennsylvaniaNavidar Group LLC350 Madison Ave., 8th Fl., New York, NY 10017State or country in which incorporated — DelwareNezu Kuma Fund Ltd.c/o Goldman Sachs Administration Services Company, Hardwick House, 2nd Fl., Hatch St., Dublin 2 IrelandState or country in which incorporated — Cayman IslandsNezu Multi-Strategy Fund, Ltd.c/o Goldman Sachs Administration Services Company, Hardwick House, 2nd Fl., Hatch St., Dublin 2 IrelandState or country in which incorporated — Cayman IslandsNo Punditry Intended LLC450 Central Park W., Apt. PH2, New York, NY 10025State or country in which incorporated — DelawareOak Fund I, LLC6135 Park S. Dr., Suite 510, Charlotte, NC 28210Partnership — Oak Capital, LLCOmnimmune Holdings, Inc.4600 Post Oak Place, Suite 352, Houston, TX 77027State or country in which incorporated — DelawareOptionVue, Inc.950 Technology Way, Suite 125, Chicago, IL 60048State or country in which incorporated — IllinoisOwnEnergy, Inc.45 Main St., Suite 816, Brooklyn, NY 11201State or country in which incorporated — DelawarePaulson Recovery Fund, L.P.590 Madison Ave., New York, NY 10022Partnership — Paulson Advisers II LLC and Paulson Management III LLCPaulson Recovery Fund Ltd.c/o International Fund Services (Ireland) Limited, Bishop's Square, 3rd Fl., Redmonds Hill, Dublin 2, IrelandState or country in which incorporated — Cayman IslandsPC Universe, Inc.504 NW 77th St., Boca Raton, FL 33487State or country in which incorporated — NevadaPotomac River Capital Partners 2, L.P.1750 K St. NW., Suite 1200, Washington, D.C. 20006Partnership — Potomac River Capital GP, LLCPRB Investors, L.P.245 Park Ave., 24th Fl., New York, NY 10167Partnership — PRB Advisors, L.L.C.Prime Finance Partners I, L.P.c/o Prime Group, 50 California St., Suite 3240, San Francisco, CA 94111Prime Girard, L.P.c/o Prime Group, 50 California St., Suite 3240, San Francisco, CA 94111QA3 Financial Corp.P.O. Box 542055, Omaha, NE 68154–5203Redstone Iris, LPc/o Redstone General, LP, 1055 Westlakes Dr., Suite 300, Berwyn, PA 19312Partnership — Redstone General, LPRolling Lakes Racing I, LLC12500 Fair Lakes Circle, Suite 280, Fairfax, VA 22033State or country in which incorporated — DelawareScottish Widows Investment Partnership Portfolios, LLCFirst Fl., Edinburgh One, 60 Morrison St., Edinburgh, U.K., EH3 8BEState or country in which incorporated — DelawareSeidler Oil & Gas, LP7140 E. FM 917, Alvarado, TX 76009Partnership — Frank SeidlerSeminole Enterprises Group Inc.3308 NE 32nd St., Ft. Lauderdale, FL 33308State or country in which incorporated — FloridaShimpaku Capital, L.P.210 Westscott, Unit D, Chicago, IL 60610Partnership — Brian W. Laegeler & Cindy M. LaegelerSong Contemporary Fund, L.P.1680 Michigan Ave., Suite 710, Miami Beach, FL 33193Partnership — Song Contemporary Partners, LLCSorin Real Estate Partners, L.P.400 Atlantic St., 12th Fl., Stamford, CT 06901Partnership — Sorin GP, LLCSpartan International Value Fund, LLC246 Federal Rd., Suite D-11, Brookfield, CT 06804State or country in which incorporated — Delaware limited liability companySS & C Technologies Holdings, Inc.80 Lamberton Rd., Windsor, CT 06095State or country in which incorporated — DelawareStandard Pacific Japan Fund, L.P.101 California St., 36th Fl., San Francisco, CA 94111Partnership — Standard Pacific Japan Holdings, L.P.Strategic Marketing Solutions Ltd., LLC591 Redwood Hwy., Suite 2310, Mill Valley, CA 94941State or country in which incorporated — CaliforniaTexas Securities, Inc.4024 Nazarene Dr., Suite #B, Carrollton, TX 75010State or country in which incorporated — TexasThinkHedge Fund, L.P.600 Montgomery St., 16th Fl., San Francisco, CA 94111Partnership — ThinkHedge Capital Management, LLCThomas J. Ryan Investment Brokers, Inc.2200 S. Ocean Lane #2004, Fort Lauderdale, FL 33316State or country in which incorporated — FloridaUnited EcoEnergy Corp.409 Brevard Ave., Suite 7, Cocoa, FL 32922State or country in which incorporated — NevadaValiant Capital Partners Offshore, Ltd.c/o Morgan Stanley Fund Services (Bermuda) Ltd., P.O. Box 15000, Hambleden House, 19/26 Lower Pembroke St., Dublin 2, IrelandPartnership — Ronan Guilfoyle and Roger HansonVehicle Production Group LLC, The1355 Combermere, Troy, Michigan 48083Venulum En-Primeur and Wine Investments, Ltd.c/o Folio Administrators Ltd., Folio Chambers, P.O. Box 800, Road Town, Tortola, British Virgin IslandsState or country in which incorporated — British Virgin IslandsWaterford Place TIC, LLCP.O. Box 219, 548 Hwy. 155, St. Germain, WI 54558State or country in which incorporated — DelawareWayfarer Capital, Ltd.c/o Mourant Cayman Corporate Services, Ltd., Third Fl., Harbour Centre, P.O. Box 1348, Grand Cayman KY1–1108, Cayman IslandsState or country in which incorporated — Cayman IslandsWesley Capital, LPc/o Wesley Capital Partners, LLC, 717 5th Ave., 14th Fl., New York, NY 10022Partnership — Wesley Capital Partners, LLCWest Janice #2–A Joint Venture207 S. Denton Tap Road, Coppell, TX 75019Partnership — Combined Development Oil Company, Inc., a Texas Corporation
