Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
American Funds Distributors, Inc.333 S. Hope St., Los Angeles, CA 90071State or country in which incorporated — MarylandBankers Life Securities, Inc.111 E. Wacker Dr., Suite 2100, Chicago, IL 60601State or country in which incorporated — IndianaBBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap Series140 Broadway, New York, NY 10005BBH Wealth Strategies, LLC - Hitchwood Capital Partners Series140 Broadway, New York, NY 10005BCA Partners Fund, LP1700 S. MacDill Ave., Suite 340, Tampa, FL 33629Partnership — Bayshore Capital Advisors, LLCBSP Securities, LLC1380 W. Paces Ferry Rd., Suite 2060, Atlanta, GA 30327Cantor Fitzgerald & Co.110 E. 59th St., 4th Fl., New York, NY 10022Partnership — CFS CF&CO I Holdings, L.P.Carnegie GM Management LLC17 State St., Suite 3220, New York, NY 10004Celadon Technology Fund VII, LLC221 Pine St., 6th Fl., San Francisco, CA 94014State or country in which incorporated — DelawareCleveland Whiskey LLC1768 E. 25th St., Cleveland, OH 44114State or country in which incorporated — Ohio limited liability companyCoastal Financial Corporation5415 Evergreen Way, Everett, WA 98203State or country in which incorporated — WashingtonCrosslink Toronado Fund, L.P.Two Embarcadero Center, Suite 2200, San Francisco, CA 94111Partnership — Toronado Capital Management, LLCFCS Funding, LLC11121 Carmel Commons Blvd., Suite 250, Charlotte, NC 28226Global Sigma BondVOL, LPc/o Global Sigma Group, LLC, 1900 Glades Rd., Suite 430, Boca Raton, FL 33431Partnership — Global Sigma Group, LLCImperative Group Inc.36 Cooper Sq., 4th Fl., New York, NY 10003State or country in which incorporated — New YorkInvestment Managers Series Trust235 W. Galena St., Milwaukee, WI 53212State or country in which incorporated — DelawareKinderhook Bank Corp.One Hudson St., Kinderhook, NY 12106State or country in which incorporated — New Yorkmotion.social, inc.904B 26th Ave. S, Seattle, WA 98144State or country in which incorporated — WashingtonNemus Bioscience, Inc.650 Town Center Dr., Suite 1770, Costa Mesa, CA 92626State or country in which incorporated — NevadaNxt-ID, Inc.288 Christian St., Oxford, CT 06478State or country in which incorporated — DelawareOpen Energy Group Project Maple LLC510 Clinton Sq., Rochester, NY 14604State or country in which incorporated — New YorkOsage Venture Partners IV, LPc/o Osage Partners, LLC, 50 Monument Rd., Suite 201, Bala Cynwyd, PA 19004Partnership — Osage Partners, LLC, general partnerParkerGale Capital, LP303 W. Madison St., Suite 2500, Chicago, IL 60606Partnership — ParkerGale Management, LPPassco Capital, Inc.2050 Main St., Suite 650, Irvine, CA 92614State or country in which incorporated — CaliforniaPolaris KS2, LP4104 24th St., Unit 750, San Francisco, CA 94114Partnership — Polaris Real Estate Partners, LPPolaris TX1, LLP4104 24th St., Unit 750, San Francisco, CA 94114Partnership — Polaris Real Estate Partners, LPPrep Store Inc.1002 Jupiter Park Lane, Suite 1, Jupiter, FL 33458State or country in which incorporated — FloridaPrivate Equity Solutions LLC1000 Brickwell Ave., Suite 335, Miami, FL 33131State or country in which incorporated — Puerto Rico limited liability companyRenovus Capital Partners II, L.P.308 E. Lancaster Ave., Wynnewood, PA 19096Partnership — Renovus GP II, LLCRheonix, Inc.10 Brown Rd., Suite 103, Ithaca, NY 14850State or country in which incorporated — DelawareSalient Co-Investment Opportunities Fund, L.P.4265 San Felipe, 8th Fl., Houston, TX 77027Partnership — Endowment Fund GP, L.P., TheSoundcore Capital Partners Acquisition I, L.P.601 Lexington Ave., 40th Fl., New York, NY 10022Partnership — Soundcore Capital Partners Acquisition I GP, L.P.Spyglass - The Canopy 2 LLC48 Everett Rd., Demarest, NJ 07627Taglich Brothers, Inc.790 New York Ave., Suite 209, Huntington, NY 11743State or country in which incorporated — New YorkTekarra Capital, Ltd.Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, Cayman Islands KY1-1104State or country in which incorporated — Cayman IslandstimeRAZOR, Inc.1602 Village Market Blvd., Suite 205, Leesburg, VA 20175State or country in which incorporated — DelawareVAMA, Inc.1900 S. Norfolk St., #350, San Mateo, CA 94403State or country in which incorporated — Iowa
