Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
5ivepoints, LLC20 W. 20th St., Suite 1004, New York, NY 10011State or country in which incorporated — DelawareAltus Wellness Group, L.P.11233 Shadow Creek Pkwy., Suite 313, Pearland, TX 77584Partnership — Altus Management, LLCAmerican Independence Funds Trust230 Park Ave., Suite 534, New York, NY 10169State or country in which incorporated — DelawareAPX Drilling Partners 2013-B, LP591 Delaware Ave., Buffalo, NY 14202Partnership — APX Energy, LLCAutumn Group Senior Care Holdings, LP4550 Lena Dr., Suite 225, Mechanicsburg, PA 17055Partnership — Autumn Group Senior Care, LLCBMO Funds, Inc.111 E. Kilbourn Ave., Suite 200, Milwaukee, WI 53202State or country in which incorporated — WisconsinBrown Advisory Investors 2013 - Sandton III, LLLPc/o Brown Advisory, LLC, 901 S. Bond St., Suite 400, Baltimore, MD 21231Partnership — Brown Advisory LLCBrown Advisory Investors 2013 - Sandton III (TE), LLLPc/o Brown Advisory LLC, 901 S. Bond St., Suite 400, Baltimore, MD 21231Partnership — Brown Advisory LLCDocAsap, Inc.22025 Avonworth Sq., Broadlands, VA 20148State or country in which incorporated — DelawareGrosvenor Securities, LLC900 N. Michigan Ave., Chicago, IL 60611State or country in which incorporated — DelawareInTeliCare Health Services, LLC10229 S. Golden Elm Dr., Estero, FL 33928Investment Managers Series Trust803 W. Michigan St., Milwaukee, WI 53233State or country in which incorporated — DelawareJL Squared Harmony Partners, LP2929 Arch St., 13th Fl., Philadelphia, PA 19104Keefe, Bruyette & Woods, Inc.787 Seventh Ave., 4th Fl., New York, NY 10019State or country in which incorporated — New YorkKeepy Inc.Two River Terrace, Apt. 6a, New York, NY 10282State or country in which incorporated — Delawarekenxus, LLC2900 N. Quinlan Park Rd., Suite B240/229, Austin, TX 78732State or country in which incorporated — TexasLIM Opportunistic Credit Master Fund4th Fl, Harbour Pl., 103 S. Church St., Grand Cayman, Cayman Islands KY1-1002State or country in which incorporated — Cayman IslandsLolly Wolly Doodle, Inc.1120 Piedmont Dr., Lexington, NC 27295State or country in which incorporated — DelawareMelford Special Situations II LP25 Harley St., London, UK W1G 9BRPartnership — Melford II (GP) LLPMesirow Financial Real Estate Value Fund II, L.P.353 N. Clark St., Chicago, IL 60654Partnership — Mesirow Financial REVF II-GP, LLCMorgan Green Lake Apartments, LLC1080 Pittsford Victor Rd., Pittsford, NY 14534New Barclay Associates, L.P.One Wynnewood Rd., Wynnewood, PA 19096Partnership — New Barclay GP, LLCNistar Capital LP247 W. 36th St., 5th Fl., New York, NY 10018Partnership — Nistar Capital Partners LLCPark Hill Group LLC345 Park Ave., 15th Fl., New York, NY 10154PE Systems Preferred, L.P.c/o Capital Solutions, Inc., 910 Harvest Dr., Suite 105, Blue Bell, PA 19422Partnership — PE Systems General II, L.P.Performing Capital Partners, LLC1350 Avenue of the Americas, Suite 433, New York, NY 10019Periculum, LP2500 Devine St., Columbia, SC 29205-1889Partnership — Abacus Planning Group, Inc.Phoenix Star Capital Holdco, LLC767 Third Ave., 38th Fl., New York, NY 10017Premier Biomedical, Inc.P.O. Box 31374, El Paso, TX 79930State or country in which incorporated — NevadaR.C. Temme CorporationP.O. Box 667, Woodland Hills, CA 91365State or country in which incorporated — CaliforniaScott-Macon Asset Management Fund, LLC800 Third Ave., 16th Fl., New York, NY 10022State or country in which incorporated — Delaware limited liability companySix Diamond Resorts International690 Bay St., Staten Island, NY 10304State or country in which incorporated — Cayman IslandsStone Milliner Macro Fund Delaware L.P.c/o Corporation Trust Company, 1209 Orange St., Wilmington, Delaware 19801Partnership — Stone Milliner GP I Inc.Tara Smith LLC154 Grand St., New York, NY 10013T-Bird Partners, LLC546 Fifth Ave., 5th Fl., New York, NY 10036State or country in which incorporated — DelawareUpower, Inc.319 Clematis St., Suite 909, West Palm Beach, FL 33401State or country in which incorporated — DelawareUrgent-MD Cedarhurst Management LLC444 Merrick Rd., Suite 112, Lynbrook, NY 11563State or country in which incorporated — New York limited liability companyWaferGen Bio-systems, Inc.7400 Paseo Padre Pkwy., Freemont, CA 94555State or country in which incorporated — NevadaZT Restaurants, L.P.11233 Shadow Creek Pkwy., Suite 313, Pearland, TX 77584Partnership — Altus Management, LLC
