Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
ASON Multi Strategy Fund, LP64 E. Sunrise Hwy., Lindenhurst, NY 11757
Partnership — Blue Union Asset Management, LLCBig Dividend Hedge Strategy, LPSeven Dowlin Forge Rd., Lionville, PA 19341
Partnership — Warren Financial Service Associates Inc.Black Hawk Exploration, Inc.1174 Manito Dr. NW, P.O. Box 363, Fox Island, WA 98333
State or country in which incorporated — NevadaBlue Ridge Group, Inc.632 Adams St., Suite 700, Bowling Green, KY 42101
State or country in which incorporated — NevadaCarbon Motors CorporationOne Carbon Motors Dr., Connersville, IN 47331
State or country in which incorporated — DelawareCatalina Terraces Associates, LLLP330 Garfield St., Santa Fe, NM 87501
Partnership — Rosemont Realty, LLCCatalyst Funds630-A Fitzwatertown Rd., Second Fl., Willow Grove, PA 19090-1904
State or country in which incorporated — OhioClearview Energy, LP6142 Campbell Rd., Dallas, TX 75248
State or country in which incorporated — TexasGold Swap Inc.72 Pond Rd., Woodbury, NY 11797
State or country in which incorporated — New YorkHunter Wise Securities, LLC2361 Campus Dr., Suite 100, Irvine, CA 92612
State or country in which incorporated — CaliforniaHZ Tucson Seven, LLCc/o Hamilton Zanze & Company, 37 Graham St., Suite 200B, San Francisco, CA 94129
State or country in which incorporated — DelawareIntegrated Global Services, Inc.2725 Oak Lake Blvd., Midlothian, VA 23112
State or country in which incorporated — DelawareIronbridge Fund III Limitedc/o Ironbridge Capital Pty Limited, Level 39, 88 Phillip St., Sydney, New South Wales 2000, AustraliaLiberty Ammunition, Inc.2325 Ulmerton Rd., Suite 14, Clearwater, FL 33762
State or country in which incorporated — DelawareMillions Forever LLC15 Horseshore Dr., New City, NY 10956
State or country in which incorporated — New YorkNew York Livery Leasing, Inc.1709 Jerome Ave., Bronx, NY 10453
State or country in which incorporated — New YorkPalo Alto Healthcare Fund II, L.P.470 University Ave., Palo Alto, CA 94301
Partnership — Palo Alto Investors, LLCRegFin Acquisition Corp.c/o Gaeta & Eveson, P.A., 700 Spring Forest Rd., Suite 335, Raleigh, NC 27609
State or country in which incorporated — DelawareResultant Hedged Equity Fund, L.P.One Bush St., 12th Fl., San Francisco, CA 94104
Partnership — Resultant Capital Partners, LLC, general partnerRialto Real Estate Fund, LP700 NW. 107th Ave., Suite 200, Miami, FL 33172
Partnership — Rialto Partners GP, LLCRizvi Opportunistic Equity Fund II, L.P.260 E. Brown St., Suite 380, Birmingham, MI 48009
Partnership — Rizvi Traverse GP II, LLCSEI Offshore Opportunity Fund LTDOne Freedom Valley Dr., Oaks, PA 19456SEI Offshore Opportunity Fund II, Ltd.One Freedom Valley Dr., Oaks, PA 19456SG Blocks, Inc.260 Madison Ave., 9th Fl., New York, NY 10016
State or country in which incorporated — DelawareSrividya Tech, Inc.44 W. 28th St., 14th Fl., New York, NY 10001
State or country in which incorporated — Delaware