New York Codes Rules Regulations (Last Updated: March 27,2024) |
TITLE 13. Department of Law |
Chapter II. Securities Transactions and Personnel |
Subchapter A. Securities—General |
Part 13. Commodity Broker-Dealers, Salespersons and Investment Advisors |
Sec. 13.5. Filing fees
Latest version.
- The annual filing fee for each commodity broker-dealer and commodity investment advisor registration statement is $100. The annual filing fee for each commodity salesperson registration statement is $25. The filing fee for each supplemental statement is $10. Checks should be made payable to the New York State Department of Law. Personal checks or cash will not be accepted. Attorney's checks, bank checks, certified checks or money orders only will be accepted.