Published pursuant to provisions of General Business Law [Art. 23-A, § 359-e(2)]
DEALERS; BROKERS
Astralis Ltd.75 Passaic Ave., Fairfield, NJ 07004State or country in which incorporated — DelawareBedrock Brazil Feeder Fund L.P.Maples Corporate Services Limited, P.O. Box 309, Ugland House, S. Church St., George Town, Grand Cayman, Cayman Islands KY1-1104Partnership — Bedrock Brazil (GCI) Ltd.Blue Crescent Fund, L.P.1325 Avenue of the Americas, 27th Fl., New York, NY 10019Partnership — Blue Crescent GP, LLCBoothe Well #1A Joint Venture3101 Premier Dr., Plano, TX 75075Partnership — North American Drilling CorporationCareview Communications, Inc.405 State Hwy. 121, Suite B-240, Lewisville, TX 75067State or country in which incorporated — NevadaChester Hill Investment Partners, L.P.14 Hope St., 4B, Brooklyn, NY 11211Partnership — Chester Hill Investments, LLCChina Golf Group, Inc.China Merchants Tower, Suite 1503, 161 Lujiazui E. Rd., Shanghai, China 200120State or country in which incorporated — DelawareCorsa Capital Ltd.Suite 1440, 526 Howe St., Vancouver, British Columbia, Canada V6C 2T6State or country in which incorporated — CanadaCraddock Investment Partners, LP1130 Old Ford Rd., New Paltz, NY 12561Partnership — Craddock Capital Management, LLCDistributed Energy Management Inc.555 Pacific Ave., Suite 401, Bremerton, WA 98337State or country in which incorporated — DelawareDPT Stockton Fund, LLCc/o DPT Capital Management, LLC, 182 Nassau St., Princeton, NJ 08542DSM All World Growth Trust320 E. Main St., Mount Kisco, NY 10549Eagle's View Diversified Opportunities Fund, L.P.450 Park Ave., 7th Fl., New York, NY 10022Partnership — Eagle's View Asset Management LLCECB Bancorp, Inc.P.O. Box 337, Engelhard, NC 27824State or country in which incorporated — North CarolinaEDI Financial, Inc.12221 Merit Dr., Suite 1020, Dallas, TX 75251State or country in which incorporated — TexasFalcon Equity Fund, LPc/o Mommsen Digon Capital Partners LLC, 107 Lewis Rd., Belmont, MA 02478Partnership — Mommsen Digon Capital Partners LLCFunds Distributor, LLCThree Canal Plaza, 3rd Fl., Portland, ME 04101Graybar Electric Company, Inc.34 N. Meramec Ave., St. Louis, MO 63105State or country in which incorporated — New YorkGreen Park Denver, LLCc/o Propark Real Estate Advisors, LLC, One Union Place, Hartford, CT 06103Hahn & Company I L.P.c/o Hahn & Company Korea Limited, 21F Ferrum Tower, 66 Suha-Dong, Chung-Gu, Seoul, Republic of Korea, 100-210Partnership — Hahn & Company GP Ltd.Hard Rock Partners, 2010-A, LP1244 Martins Branch Rd., Charleston, WV 25312Partnership — James R. Stephens and Monica FranciscoHuntlogix, LLC81 E. Genesee St., Skaneateles, NY 13152Independent Bank Corp.288 Union St., Hanover, MA 02370State or country in which incorporated — MassachusettsIvy Funds6300 Lamar Ave., Overland Park, KS 66202State or country in which incorporated — DelawareJayhawk Private Equity Fund III, L.P.930 Tahoe Blvd., 802-281 Incline Village, NV 89451Partnership — Jayhawk Private Equity GP III, L.P.JPMorgan Distribution Services, Inc.1111 Polaris Pkwy., Columbus, OH 43240KCG Securities LLC13961 S. Minuteman Dr., Suite 300, Draper, UT 84020State or country in which incorporated — UtahMB Dislocation Opportunity Fund, LPc/o MB Dislocation GP, LLC, 488 Madison Ave., 23rd Fl., New York, NY 10022Partnership — MB Dislocation GP, LLCMedical Connections Holdings, Inc.2300 Glades Rd., Suite 202-2E, Boca Raton, FL 33431State or country in which incorporated — FloridaMesirow Financial Holdings, Inc.353 N. Clark St., Chicago, IL 60654State or country in which incorporated — DelawareMidway Plantation, LLCc/o Midway Investors, 200 Park Ave. S, Suite 1705, New York, NY 10003MYPE Partners, LP8000 Norman Center Dr., Suite 630, Minneapolis, MN 55437Partnership — MYPE Partners GP, LLCNat Gas Pipeline Fund I, LP3160 Telegraph Rd., Suite 202, Ventura, CA 93003Partnership — Kevin BoylesNor'easter Productions LLC30 Iron Mountain Rd., Warwick, NY 10990State or country in which incorporated — New York limited liability companyNueces Capital, Ltd.1700 Pacific Ave., Suite 3870, Dallas, TX 75201State or country in which incorporated — NevadaOCA Global Macro Fund L.P.c/o OCA Partners LLC, 485 Lexington Ave., 24th Fl., New York, NY 10017Partnership — OCA Partners LLCOSIM Brookstone Holdings, L.P.One Innovation Way, Merrimack, NH 03054Partnership — OSIM Brookstone Holdings, Inc.Pacific and General Investments Inc.c/o Cayman National Fund Services, Ltd., Investor Services, Suite 6201, 62 Form Lane, Camana Bay, P.O. Box 30239, Grand Cayman KY1-1201, Cayman IslandsState or country in which incorporated — Cayman IslandsPalm Equity Partners, L.P.458 Flora Creek Court, Lake Mary, FL 32746Partnership — Palm Equity Management, LLCPanOptic Global Equity Market Neutral Fund LPP.O. Box 209, Westport, CT 06881Partnership — PanOptic Capital GP, LLCPAR Fund SPV, LLCPersimmon Capital Management, LP, 1777 Sentry Pkwy. W, Gwynedd Hall, Suite 102, Blue Bell, PA 19422PFS Funds480 N. Magnolia Ave., Suite 103, El Cajon, CA 92020State or country in which incorporated — MassachusettsPlures Technologies, Inc.4070 W. Lake Rd., Canandaigua, NY 14424State or country in which incorporated — DelawarePM Manager Fund, SPC - Segregated Portfolio 24c/o Walkers SPV Limited, Walker House, 87 Mary St., George Town, Grand Cayman, Cayman IslandsState or country in which incorporated — Cayman IslandsPolar Bear Fund, L.P.One Maritime Plaza, Suite 1555, San Francisco, CA 94111Partnership — Matthes Capital Management, LLCPrelude Opportunity Fund, LP437 Madison Ave., 33rd Fl., New York, NY 10022Partnership — Prelude Capital Partners, LLCRegenicin, Inc.470 Park Ave. S, 16th Fl., New York, NY 10010State or country in which incorporated — NevadaREMY Capital Partners III, L.P.1801 Century Park E, Suite 1111, Los Angeles, CA 90067Partnership — REMY Investors and Consultants IncorporatedRoute One Fund II, L.P.One Letterman Dr., Bldg. D, Suite 200, San Francisco, CA 94129Partnership — Route One Investment Company, LLC, general partnerSandler O'Neill & Partners, L.P.919 Third Ave., Sixth Fl., New York, NY 10022SCS Hedged Opportunities (TE) Fund, LLCOne Winthrop Sq., Boston, MA 02110Seminole Capital Partners, L.P.505 Park Ave., New York, NY 10022Partnership — Seminole Capital Management LLCSeminole Capital Partners II, L.P.505 Park Ave., New York, NY 10022Partnership — Seminole Capital Management LLCSeminole Offshore Fund, Ltd.c/o Seminole Capital Management LLC, 505 Park Ave., New York, NY 10022State or country in which incorporated — British Virgin IslandsSilver Partners Investments LP318 Park N. Court, Winter Park, FL 32789Partnership — BTB Management LLCSkyline Feeder Fund (US), LP152 Buckingham Palace Rd., Victoria, London SW1W 9TR United KingdomPartnership — Skyline Capital Management LLPSorrento Apartments (Exch), LLCc/o Hamilton Zanze & Company, 37 Graham St., Suite 200B, San Francisco, CA 94129State or country in which incorporated — DelawareStandard Asset Management Fund I, L.P.29425 Chagrin Blvd., Pepper Pike, OH 44122Partnership — 0890697 B.C. Ltd.Suggestion Box, Inc., The7740 E. Evans Rd., Scottsdale, AZ 85261State or country in which incorporated — TexasSunshine Financial, Inc.1400 E. Park Ave., Tallahassee, FL 32301State or country in which incorporated — MarylandT. Rowe Price Institutional International Funds, Inc.—T. Rowe Price Institutional International Core Equity Fund100 E. Pratt St., Baltimore, MD 21202State or country in which incorporated — MarylandTaglich Brothers, Inc.275 Madison Ave., Suite 1618, New York, NY 10016State or country in which incorporated — DelawareTang Gamma Opportunity Fund (Aggressive), L.P.2957 Third Ave., Suite B, Sacramento, CA 95816Partnership — Junzi Capital Engineering, LLCTCA Global Credit Fund, LPc/o TCA Global Credit Fund GP, Ltd., The Dickens, Kirk St., 16 Northington St., London WC1N 2DG, EnglandPartnership — TCA Global Credit Fund GP, Ltd.TCA Global Credit Fund, Ltd.c/o Trafalgar Capital Advisors Ltd., The Dickens, Kirk St., 16 Northington St., London WC1N 2DG, EnglandState or country in which incorporated — Cayman IslandsThread Strategic Capital Fund L.P.101 Park Ave., 33rd Fl., New York, NY 10178Partnership — Thread Master GP LLC, general partnerTRANSGENRx, Inc.340 E. Parker Blvd., Baton Rouge, LA 70803State or country in which incorporated — DelawareuTest Inc.153 Cordaville Rd., Southborough, MA 01772State or country in which incorporated — DelawareValue Line U.S. Government Money Market Fund Inc.220 E. 42nd St., New York, NY 10017State or country in which incorporated — MarylandWinston Art Group, Inc.41 E. 57th St., New York, NY 10022State or country in which incorporated — New YorkYayi International Inc.9 Xingguang Rd., Northern Industrial Park of Zhongbei Town, Xiging District, Tianjin 300384, ChinaState or country in which incorporated — Delaware
